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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$158M
AUM Growth
+$4.4M
Cap. Flow
+$13.2M
Cap. Flow %
8.37%
Top 10 Hldgs %
78.05%
Holding
106
New
25
Increased
6
Reduced
10
Closed
25

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$21.1M
2
HSY icon
Hershey
HSY
+$1.14M
3
AMT icon
American Tower
AMT
+$1.08M
4
MKC icon
McCormick & Company Non-Voting
MKC
+$1.04M
5
QCOM icon
Qualcomm
QCOM
+$927K

Top Sells

Rank Stock Value
1
EG icon
Everest Group
EG
+$2.3M
2
CMA
Comerica
CMA
+$1.99M
3
GM icon
General Motors
GM
+$1.25M
4
MET icon
MetLife
MET
+$1.15M
5
ALK icon
Alaska Air
ALK
+$1.12M

Sector Composition

Rank Sector Weight
1 Healthcare 22.17%
2 Financials 7.97%
3 Consumer Staples 6.21%
4 Technology 3.55%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
76
Eastman Chemical
EMN
$8.5B
$221K 0.14%
3,000
-13,543
-82% -$972K
IBM icon
77
IBM
IBM
$223B
$218K 0.14%
1,569
– –
BGC icon
78
BGC Group
BGC
$4.95B
$188K 0.12%
34,177
– –
BLW icon
79
BlackRock Limited Duration Income Trust
BLW
$492M
$180K 0.11%
11,516
– –
EVM
80
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$154K 0.1%
13,579
– –
DIS icon
81
PUT
Walt Disney
DIS
$182B
$1K ﹤0.01%
+200
New +$27.7K
AAPL icon
82
CALL
Apple
AAPL
$4.56T
– –
-2,000
Closed -$5K
ABBV icon
83
AbbVie
ABBV
$433B
– –
-4,707
Closed -$342K
ALK icon
84
Alaska Air
ALK
$5.63B
– –
-17,530
Closed -$1.12M
CCL icon
85
Carnival Corporation Ltd
CCL
$39.3B
– –
-10,667
Closed -$497K
CMA
86
DELISTED
Comerica
CMA
– –
-27,433
Closed -$1.99M
CNP icon
87
CenterPoint Energy
CNP
$26.9B
– –
-32,044
Closed -$917K
DOC icon
88
Healthpeak Properties
DOC
$14.7B
– –
-31,432
Closed -$1M
EG icon
89
Everest Group
EG
$14.3B
– –
-9,312
Closed -$2.3M
FITB
90
Fifth Third Bancorp
FITB
$51.9B
– –
-39,008
Closed -$1.09M
FL
91
DELISTED
Foot Locker
FL
– –
-16,236
Closed -$681K
GM icon
92
General Motors
GM
$76.9B
– –
-32,518
Closed -$1.25M
IPG
93
DELISTED
Interpublic Group of Companies
IPG
– –
-43,686
Closed -$987K
IRM icon
94
Iron Mountain
IRM
$36.2B
– –
-27,743
Closed -$868K
KB icon
95
KB Financial Group
KB
$43.3B
– –
-27,727
Closed -$1.09M
KHC icon
96
Kraft Heinz
KHC
$29.9B
– –
-29,985
Closed -$931K
KR icon
97
Kroger
KR
$34.7B
– –
-39,991
Closed -$868K
MET icon
98
MetLife
MET
$62.3B
– –
-23,111
Closed -$1.15M
NWL icon
99
Newell Brands
NWL
$2.54B
– –
-64,133
Closed -$989K
OMC icon
100
Omnicom Group
OMC
$23.3B
– –
-13,478
Closed -$1.1M
1 2 3
4
5

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WM
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CPI
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RAM
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MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Alethea Capital Management held 106 positions worth $158M, up 2.9% from $154M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Alethea Capital Management deployed $13.2M of net new capital in Q3 2019, opening 25 new positions and adding to 6 existing holdings. Its largest new stake was Hershey: 7,521 shares worth $1.17M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Duke Energy, an estimated $995K trimmed.

  • Alethea Capital Management's largest Q3 2019 buy was Hershey: 7,521 shares worth $1.17M.
  • Alethea Capital Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2019, an estimated $21.1M increase.
  • Alethea Capital Management's biggest Q3 2019 reduction was Duke Energy, cutting an estimated $995K.
  • Alethea Capital Management fully exited Everest Group in Q3 2019, selling an estimated $2.3M.
  • Alethea Capital Management's ten largest holdings make up 78% of its $158M portfolio in Q3 2019.
  • Alethea Capital Management opened 25 new positions and closed 25 in Q3 2019.
  • Alethea Capital Management's portfolio value rose 2.9% quarter-over-quarter to $158M.

Based on Alethea Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.