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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+8.24%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$83.3M
AUM Growth
+$4.04M
Cap. Flow
+$848K
Cap. Flow %
1.02%
Top 10 Hldgs %
42.37%
Holding
109
New
36
Increased
6
Reduced
8
Closed
39

Top Buys

Rank Stock Value
1
CSX icon
CSX Corp
CSX
+$2.82M
2
TIF
Tiffany & Co.
TIF
+$2.46M
3
BBY icon
Best Buy
BBY
+$2.33M
4
PFG icon
Principal Financial Group
PFG
+$2.33M
5
LHX icon
L3Harris
LHX
+$2.32M

Top Sells

Rank Stock Value
1
HST icon
Host Hotels & Resorts
HST
+$2.47M
2
WM icon
Waste Management
WM
+$2.28M
3
CME icon
CME Group
CME
+$2.25M
4
HSY icon
Hershey
HSY
+$2.21M
5
GIS icon
General Mills
GIS
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 30.13%
2 Consumer Discretionary 14.25%
3 Industrials 14.21%
4 Technology 9.28%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
51
Illinois Tool Works
ITW
$83.4B
$384K 0.46%
2,900
-100
-3% -$12.9K
WDC icon
52
Western Digital
WDC
$176B
$382K 0.46%
+6,116
New +$351K
BAC icon
53
Bank of America
BAC
$437B
$342K 0.41%
14,500
+3,500
+32% +$83.1K
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.56T
$337K 0.4%
8,120
– –
NTAP icon
55
NetApp
NTAP
$35.2B
$336K 0.4%
+8,034
New +$317K
HD icon
56
Home Depot
HD
$340B
$323K 0.39%
+2,200
New +$312K
PDCO
57
DELISTED
Patterson Companies, Inc.
PDCO
$303K 0.36%
+6,697
New +$291K
TTWO icon
58
CALL
Take-Two Interactive
TTWO
$46.3B
$300K 0.36%
+500
New +$27.9K
NFJ
59
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$294K 0.35%
22,822
– –
BX icon
60
Blackstone
BX
$105B
$289K 0.35%
+9,739
New +$293K
ACH
61
Accendra Health
ACH
$242M
$234K 0.28%
+6,750
New +$241K
INTC icon
62
Intel
INTC
$437B
$231K 0.28%
+6,400
New +$232K
MSFT icon
63
Microsoft
MSFT
$3.63T
$231K 0.28%
3,500
– –
BLW icon
64
BlackRock Limited Duration Income Trust
BLW
$491M
$227K 0.27%
14,561
– –
CSCO icon
65
Cisco
CSCO
$452B
$223K 0.27%
+6,612
New +$214K
BAX icon
66
Baxter International
BAX
$14.2B
$207K 0.25%
+4,000
New +$197K
M icon
67
Macy's
M
$6.74B
$206K 0.25%
+6,950
New +$215K
NKX icon
68
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$205K 0.25%
13,888
– –
META icon
69
Meta Platforms (Facebook)
META
$1.5T
$203K 0.24%
+1,430
New +$191K
HIX
70
Western Asset High Income Fund II
HIX
$349M
$192K 0.23%
26,585
– –
AAPL icon
71
CALL
Apple
AAPL
$4.52T
– –
-3,200
Closed -$1.1M
AAPL icon
72
Apple
AAPL
$4.52T
– –
-4,116
Closed -$119K
AMZN icon
73
Amazon
AMZN
$3.07T
– –
-120
Closed -$4K
AMZN icon
74
PUT
Amazon
AMZN
$3.07T
– –
-2,000
Closed -$400K
AVGO icon
75
Broadcom
AVGO
$1.79T
– –
-1,000
Closed -$18K
1 2
3
4 5

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Alethea Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Alethea Capital Management held 109 positions worth $83.3M, up 5.1% from $79.3M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Alethea Capital Management's Q1 2017 filing shows 36 new, 6 increased, 8 reduced and 39 closed positions. Its largest new stake was CSX Corp: 184,806 shares worth $2.87M. The largest sale was Host Hotels & Resorts, an estimated $2.47M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Alethea Capital Management's largest Q1 2017 buy was CSX Corp: 184,806 shares worth $2.87M.
  • Alethea Capital Management added most to Qualcomm in Q1 2017, an estimated $1.95M increase.
  • Alethea Capital Management's biggest Q1 2017 reduction was Waste Management, cutting an estimated $2.28M.
  • Alethea Capital Management fully exited Host Hotels & Resorts in Q1 2017, selling an estimated $2.47M.
  • Alethea Capital Management's ten largest holdings make up 42% of its $83.3M portfolio in Q1 2017.
  • Alethea Capital Management opened 36 new positions and closed 39 in Q1 2017.
  • Alethea Capital Management's portfolio value rose 5.1% quarter-over-quarter to $83.3M.

Based on Alethea Capital Management's 13F filing for Q1 2017, filed 4 May 2017.