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Alethea Capital Management’s Principal Financial Group PFG Stock Holding History

Alethea Capital Management’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-4,201
Closed -$296K – 106
2017
Q4 		$296K Buy
+4,201
New +$289K 0.47% 61
2017
Q2 		– Sell
-38,136
Closed -$2.41M – 92
2017
Q1 		$2.41M Buy
+38,136
New +$2.33M 2.89% 7

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Alethea Capital Management's PFG Position: Q1 2018 in Review

Alethea Capital Management sold out of Principal Financial Group (PFG) in Q1 2018, closing a stake of 4,201 shares — an estimated $296K sold.

Alethea Capital Management first reported a position in PFG in Q1 2017 and held it in 2 quarters. The position peaked at $2.41M in Q1 2017. 611 funds tracked by Wall St. Rank hold PFG as of Q1 2018.

  • Alethea Capital Management reported no remaining Principal Financial Group position as of Q1 2018 after selling out during the quarter.
  • Alethea Capital Management sold 4,201 Principal Financial Group shares in Q1 2018, an estimated $296K.
  • Alethea Capital Management first reported a position in Principal Financial Group in Q1 2017 and held it in 2 quarters.
  • Alethea Capital Management's Principal Financial Group position peaked at $2.41M in Q1 2017.
  • 611 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2018.

Based on Alethea Capital Management's 13F filing for Q1 2018, filed 18 Apr 2018.