We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$86.4M
AUM Growth
+$20.5M
Cap. Flow
+$21.7M
Cap. Flow %
25.08%
Top 10 Hldgs %
39.66%
Holding
104
New
41
Increased
11
Reduced
13
Closed
37

Top Buys

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$2.94M
2
DE icon
Deere & Co
DE
+$2.57M
3
ABT icon
Abbott
ABT
+$2.54M
4
LEG icon
Leggett & Platt
LEG
+$2.5M
5
ABBV icon
AbbVie
ABBV
+$2.45M

Top Sells

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
WU icon
Western Union
WU
+$2.6M
3
ADT
ADT Corp
ADT
+$2.4M
4
KMI icon
Kinder Morgan
KMI
+$1.96M
5
UBS icon
UBS Group
UBS
+$1.85M

Sector Composition

Rank Sector Weight
1 Financials 16.95%
2 Consumer Discretionary 16.92%
3 Healthcare 12%
4 Industrials 8.88%
5 Consumer Staples 8.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
51
iShares Preferred and Income Securities ETF
PFF
$13.3B
$414K 0.48%
10,655
+84
+0.8% +$3.27K
LLY icon
52
Eli Lilly
LLY
$1.04T
$411K 0.48%
+4,878
New +$405K
BLW icon
53
BlackRock Limited Duration Income Trust
BLW
$491M
$401K 0.46%
27,500
-1,808
-6% -$26.2K
MRK icon
54
Merck
MRK
$317B
$388K 0.45%
7,690
+65
+0.9% +$3.28K
MET icon
55
MetLife
MET
$61.9B
$386K 0.45%
+8,976
New +$395K
JCI icon
56
Johnson Controls International
JCI
$93.1B
$296K 0.34%
+7,162
New +$324K
NFJ
57
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$286K 0.33%
23,117
+246
+1% +$3.12K
FCPT icon
58
Four Corners Property Trust
FCPT
$2.77B
$275K 0.32%
+15,578
New +$243K
JPM icon
59
JPMorgan Chase
JPM
$955B
$266K 0.31%
+4,026
New +$262K
CMI icon
60
Cummins
CMI
$89.5B
$264K 0.31%
+3,000
New +$300K
K
61
DELISTED
Kellanova
K
$253K 0.29%
+3,728
New +$244K
NKX icon
62
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$216K 0.25%
14,067
+110
+0.8% +$1.64K
CSX icon
63
CSX Corp
CSX
$94.7B
$208K 0.24%
+24,000
New +$218K
HIX
64
Western Asset High Income Fund II
HIX
$354M
$187K 0.22%
29,702
-6,827
-19% -$45.5K
GLD icon
65
PUT
SPDR Gold Trust
GLD
$138B
$177K 0.2%
20,700
-400
-2% -$42.3K
UUP icon
66
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$160K 0.19%
246,300
-9,500
-4% -$241K
MT icon
67
ArcelorMittal
MT
$56.8B
$135K 0.16%
+14,027
New +$164K
ADM icon
68
Archer Daniels Midland
ADM
$37.4B
– –
-7,688
Closed -$319K
AFL icon
69
Aflac
AFL
$63.9B
– –
-14,428
Closed -$419K
BMY icon
70
Bristol-Myers Squibb
BMY
$130B
– –
-8,190
Closed -$485K
CME icon
71
CME Group
CME
$95.2B
– –
-10,604
Closed -$983K
CNQ icon
72
Canadian Natural Resources
CNQ
$93.3B
– –
-123,215
Closed -$1.16M
EFA icon
73
iShares MSCI EAFE ETF
EFA
$79.4B
– –
-401
Closed -$23K
EQIX icon
74
Equinix
EQIX
$104B
– –
-10,446
Closed -$2.86M
FXY icon
75
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
– –
-75,400
Closed -$109K
1 2
3
4 5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
TF
Tudor Financial Dayton, Ohio $196M AUM 19.08% 1-Year Est. Return

Alethea Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Alethea Capital Management held 104 positions worth $86.4M, up 31% from $65.9M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management deployed $21.7M of net new capital in Q4 2015, opening 41 new positions and adding to 11 existing holdings. Its largest new stake was Wynn Resorts: 44,025 shares worth $3.05M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.45M trimmed.

  • Alethea Capital Management's largest Q4 2015 buy was Wynn Resorts: 44,025 shares worth $3.05M.
  • Alethea Capital Management added most to WisdomTree Japan Hedged Equity Fund in Q4 2015, an estimated $1.27M increase.
  • Alethea Capital Management's biggest Q4 2015 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.45M.
  • Alethea Capital Management fully exited Equinix in Q4 2015, selling an estimated $2.86M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $86.4M portfolio in Q4 2015.
  • Alethea Capital Management opened 41 new positions and closed 37 in Q4 2015.
  • Alethea Capital Management's portfolio value rose 31% quarter-over-quarter to $86.4M.

Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.