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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+20.07%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$156M
AUM Growth
+$23.5M
Cap. Flow
+$2.1M
Cap. Flow %
1.35%
Top 10 Hldgs %
94.29%
Holding
54
New
23
Increased
4
Reduced
1
Closed
20

Top Buys

Rank Stock Value
1
KURA icon
Kura Oncology
KURA
+$3.13M
2
RNAM
Avidity Biosciences
RNAM
+$708K
3
JNJ icon
Johnson & Johnson
JNJ
+$569K
4
SJM icon
J.M. Smucker
SJM
+$561K
5
BF.B icon
Brown-Forman Class B
BF.B
+$547K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$6.75M
2
NRG icon
NRG Energy
NRG
+$531K
3
NFLX icon
Netflix
NFLX
+$454K
4
DASH icon
DoorDash
DASH
+$426K
5
TPR icon
Tapestry
TPR
+$394K

Sector Composition

Rank Sector Weight
1 Healthcare 73.95%
2 Utilities 1.34%
3 Real Estate 1.27%
4 Consumer Staples 1.2%
5 Consumer Discretionary 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
26
Lockheed Martin
LMT
$136B
$331K 0.21%
+663
New +$301K
STZ icon
27
Constellation Brands
STZ
$23.2B
$318K 0.2%
+2,362
New +$376K
KURA icon
28
CALL
Kura Oncology
KURA
$850M
$278K 0.18%
+150,000
New +$1.07M
XOM icon
29
ExxonMobil
XOM
$634B
$268K 0.17%
+2,379
New +$264K
RSPU icon
30
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
$220K 0.14%
2,872
-91,117
-97% -$6.75M
IMRX icon
31
Immuneering
IMRX
$292M
$161K 0.1%
22,935
– –
EVM
32
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$101K 0.07%
10,658
– –
TGB
33
Trekor Metals
TGB
$3.05B
$42.3K 0.03%
10,000
– –
LPRO
34
DELISTED
Open Lending Corp
LPRO
$25.3K 0.02%
12,000
– –
CTVA icon
35
Corteva
CTVA
$51.3B
– –
-5,018
Closed -$374K
DASH icon
36
DoorDash
DASH
$93.7B
– –
-1,728
Closed -$426K
EBAY icon
37
eBay
EBAY
$49.8B
– –
-4,664
Closed -$347K
ECL icon
38
Ecolab
ECL
$79.9B
– –
-1,245
Closed -$335K
EOG icon
39
EOG Resources
EOG
$70.7B
– –
-2,462
Closed -$294K
FISV
40
Fiserv Inc
FISV
$27.9B
– –
-1,432
Closed -$247K
GEHC icon
41
GE HealthCare
GEHC
$32.4B
– –
-3,914
Closed -$290K
GRMN
42
Garmin
GRMN
$60B
– –
-1,455
Closed -$304K
KR icon
43
Kroger
KR
$34.8B
– –
-4,665
Closed -$335K
LLY icon
44
Eli Lilly
LLY
$1.06T
– –
-383
Closed -$299K
MA icon
45
Mastercard
MA
$493B
– –
-575
Closed -$323K
NFLX icon
46
Netflix
NFLX
$309B
– –
-3,390
Closed -$454K
NRG icon
47
NRG Energy
NRG
$24.8B
– –
-3,308
Closed -$531K
SMCI icon
48
Super Micro Computer
SMCI
$20.1B
– –
-7,844
Closed -$384K
SYK icon
49
Stryker
SYK
$130B
– –
-847
Closed -$335K
TPR icon
50
Tapestry
TPR
$32.8B
– –
-4,487
Closed -$394K
1
2
3

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CPRPA
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Alethea Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Alethea Capital Management held 54 positions worth $156M, up 18% from $132M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Alethea Capital Management's Q3 2025 filing shows 23 new, 4 increased, 1 reduced and 20 closed positions. Its largest new stake was Johnson & Johnson: 3,323 shares worth $616K. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $6.75M.

By sector, the portfolio is most concentrated in Healthcare at 74% of assets, up from 67% a quarter earlier, followed by Utilities and Real Estate.

  • Alethea Capital Management's largest Q3 2025 buy was Johnson & Johnson: 3,323 shares worth $616K.
  • Alethea Capital Management added most to Kura Oncology in Q3 2025, an estimated $3.13M increase.
  • Alethea Capital Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $6.75M.
  • Alethea Capital Management fully exited NRG Energy in Q3 2025, selling an estimated $531K.
  • Alethea Capital Management's ten largest holdings make up 94% of its $156M portfolio in Q3 2025.
  • Alethea Capital Management opened 23 new positions and closed 20 in Q3 2025.
  • Alethea Capital Management's portfolio value rose 18% quarter-over-quarter to $156M.

Based on Alethea Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.