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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-18.06%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$114M
AUM Growth
-$45.4M
Cap. Flow
-$5.62M
Cap. Flow %
-4.95%
Top 10 Hldgs %
71.92%
Holding
113
New
28
Increased
8
Reduced
15
Closed
32

Top Buys

Rank Stock Value
1
AXSM icon
Axsome Therapeutics
AXSM
+$4.74M
2
ODFL icon
Old Dominion Freight Line
ODFL
+$1.77M
3
BR icon
Broadridge
BR
+$990K
4
FAST icon
Fastenal
FAST
+$987K
5
AMZN icon
Amazon
AMZN
+$956K

Top Sells

Rank Stock Value
1
RNAM
Avidity Biosciences
RNAM
+$5.63M
2
AVGO icon
Broadcom
AVGO
+$1.69M
3
HAS icon
Hasbro
HAS
+$1.55M
4
DINO icon
HF Sinclair
DINO
+$1.14M
5
IRM icon
Iron Mountain
IRM
+$1.03M

Sector Composition

Rank Sector Weight
1 Healthcare 63.4%
2 Industrials 6.13%
3 Financials 4.38%
4 Consumer Staples 3.54%
5 Technology 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
26
Lockheed Martin
LMT
$136B
$631K 0.56%
+1,828
New +$662K
UNH icon
27
UnitedHealth
UNH
$370B
$624K 0.55%
+1,597
New +$661K
CCI icon
28
Crown Castle
CCI
$32.2B
$615K 0.54%
+3,547
New +$686K
PG icon
29
Procter & Gamble
PG
$339B
$594K 0.52%
4,250
+100
+2% +$14.2K
NEM icon
30
Newmont
NEM
$119B
$593K 0.52%
+10,918
New +$644K
MSFT icon
31
Microsoft
MSFT
$3.71T
$564K 0.5%
2,000
-300
-13% -$87.3K
DIS icon
32
Walt Disney
DIS
$181B
$558K 0.49%
3,301
– –
KMB icon
33
Kimberly-Clark
KMB
$36.5B
$556K 0.49%
4,200
– –
AAPL icon
34
Apple
AAPL
$4.57T
$552K 0.49%
3,900
-1,100
-22% -$162K
HON icon
35
Honeywell
HON
$78B
$552K 0.49%
2,761
-424
-13% -$90.4K
BX icon
36
Blackstone
BX
$110B
$535K 0.47%
4,600
-1,300
-22% -$151K
JPM icon
37
JPMorgan Chase
JPM
$950B
$532K 0.47%
3,250
-4,835
-60% -$758K
MMM icon
38
3M
MMM
$94.3B
$527K 0.46%
3,592
-599
-14% -$97.1K
HD icon
39
Home Depot
HD
$355B
$525K 0.46%
1,600
– –
BLK icon
40
Blackrock
BLK
$176B
$520K 0.46%
620
– –
AMGN icon
41
Amgen
AMGN
$222B
$510K 0.45%
2,400
– –
ITW icon
42
Illinois Tool Works
ITW
$84.5B
$458K 0.4%
2,215
– –
PEP icon
43
PepsiCo
PEP
$190B
$451K 0.4%
3,000
– –
LH icon
44
Labcorp
LH
$25.9B
$450K 0.4%
+1,862
New +$469K
AJG icon
45
Arthur J. Gallagher & Co
AJG
$63.6B
$448K 0.39%
+3,016
New +$432K
ETN icon
46
Eaton
ETN
$174B
$448K 0.39%
3,000
-700
-19% -$112K
MDT icon
47
Medtronic
MDT
$112B
$439K 0.39%
3,500
– –
T icon
48
AT&T
T
$163B
$439K 0.39%
21,528
-14,821
-41% -$311K
LPRO
49
DELISTED
Open Lending Corp
LPRO
$433K 0.38%
12,000
-2,000
-14% -$76.5K
TMUS icon
50
T-Mobile US
TMUS
$190B
$416K 0.37%
+3,256
New +$454K
1
2
3 4 5

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RAM
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MHFA
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EWA
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SC
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CPRPA
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Alethea Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Alethea Capital Management held 113 positions worth $114M, down 29% from $159M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Alethea Capital Management withdrew a net $5.62M in Q3 2021, closing 32 positions and reducing 15 holdings. Its most notable exit was Broadcom, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 63% of assets, down from 70% a quarter earlier, followed by Industrials and Financials.

Against the trend, Alethea Capital Management opened a new position in Old Dominion Freight Line worth $1.83M.

  • Alethea Capital Management's largest Q3 2021 buy was Old Dominion Freight Line: 12,790 shares worth $1.83M.
  • Alethea Capital Management added most to Axsome Therapeutics in Q3 2021, an estimated $4.74M increase.
  • Alethea Capital Management's biggest Q3 2021 reduction was Avidity Biosciences, cutting an estimated $5.63M.
  • Alethea Capital Management fully exited Broadcom in Q3 2021, selling an estimated $1.69M.
  • Alethea Capital Management's ten largest holdings make up 72% of its $114M portfolio in Q3 2021.
  • Alethea Capital Management opened 28 new positions and closed 32 in Q3 2021.
  • Alethea Capital Management's portfolio value fell 29% quarter-over-quarter to $114M.

Based on Alethea Capital Management's 13F filing for Q3 2021, filed 27 Oct 2021.