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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$158M
AUM Growth
+$4.4M
Cap. Flow
+$13.2M
Cap. Flow %
8.37%
Top 10 Hldgs %
78.05%
Holding
106
New
25
Increased
6
Reduced
10
Closed
25

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$21.1M
2
HSY icon
Hershey
HSY
+$1.14M
3
AMT icon
American Tower
AMT
+$1.08M
4
MKC icon
McCormick & Company Non-Voting
MKC
+$1.04M
5
QCOM icon
Qualcomm
QCOM
+$927K

Top Sells

Rank Stock Value
1
EG icon
Everest Group
EG
+$2.3M
2
CMA
Comerica
CMA
+$1.99M
3
GM icon
General Motors
GM
+$1.25M
4
MET icon
MetLife
MET
+$1.15M
5
ALK icon
Alaska Air
ALK
+$1.12M

Sector Composition

Rank Sector Weight
1 Healthcare 22.17%
2 Financials 7.97%
3 Consumer Staples 6.21%
4 Technology 3.55%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
26
Honeywell
HON
$78.6B
$702K 0.44%
4,403
-372
-8% -$59.2K
GOOG icon
27
Alphabet (Google) Class C
GOOG
$4.4T
$698K 0.44%
11,460
-2,340
-17% -$138K
ROP icon
28
Roper Technologies
ROP
$39B
$694K 0.44%
+1,945
New +$706K
KMX icon
29
CarMax
KMX
$8.04B
$639K 0.4%
+7,257
New +$623K
WM icon
30
Waste Management
WM
$89.7B
$610K 0.39%
5,300
– –
ITW icon
31
Illinois Tool Works
ITW
$85.5B
$595K 0.38%
3,800
-200
-5% -$30.4K
ETN icon
32
Eaton
ETN
$174B
$582K 0.37%
7,000
– –
CMI icon
33
Cummins
CMI
$89.5B
$569K 0.36%
3,500
– –
MMM icon
34
3M
MMM
$93.9B
$559K 0.35%
4,066
-539
-12% -$75.4K
SO icon
35
Southern Company
SO
$107B
$554K 0.35%
+8,974
New +$520K
MSFT icon
36
Microsoft
MSFT
$3.62T
$542K 0.34%
3,900
– –
HAS icon
37
Hasbro
HAS
$12.9B
$520K 0.33%
4,383
– –
PG icon
38
Procter & Gamble
PG
$341B
$516K 0.33%
4,150
-850
-17% -$100K
CAG icon
39
Conagra Brands
CAG
$7.18B
$511K 0.32%
16,672
– –
AMGN icon
40
Amgen
AMGN
$221B
$503K 0.32%
2,600
– –
DOV icon
41
Dover
DOV
$28.3B
$500K 0.32%
5,018
– –
BAC icon
42
Bank of America
BAC
$442B
$499K 0.32%
17,090
-3,210
-16% -$92.3K
JPM icon
43
JPMorgan Chase
JPM
$955B
$483K 0.31%
4,100
– –
DUK icon
44
Duke Energy
DUK
$96.2B
$479K 0.3%
5,000
-10,931
-69% -$995K
HD icon
45
Home Depot
HD
$352B
$464K 0.29%
2,000
– –
AGN
46
DELISTED
Allergan plc
AGN
$448K 0.28%
2,664
– –
TWTR
47
DELISTED
Twitter, Inc.
TWTR
$435K 0.28%
+10,558
New +$431K
DIS icon
48
Walt Disney
DIS
$177B
$430K 0.27%
3,301
– –
PEG icon
49
Public Service Enterprise Group
PEG
$37.7B
$425K 0.27%
6,842
– –
SJM icon
50
J.M. Smucker
SJM
$12.7B
$419K 0.27%
3,809
– –
1
2
3 4 5

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RAM
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MHFA
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EWA
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SC
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TF
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Alethea Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Alethea Capital Management held 106 positions worth $158M, up 2.9% from $154M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Alethea Capital Management deployed $13.2M of net new capital in Q3 2019, opening 25 new positions and adding to 6 existing holdings. Its largest new stake was Hershey: 7,521 shares worth $1.17M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Duke Energy, an estimated $995K trimmed.

  • Alethea Capital Management's largest Q3 2019 buy was Hershey: 7,521 shares worth $1.17M.
  • Alethea Capital Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2019, an estimated $21.1M increase.
  • Alethea Capital Management's biggest Q3 2019 reduction was Duke Energy, cutting an estimated $995K.
  • Alethea Capital Management fully exited Everest Group in Q3 2019, selling an estimated $2.3M.
  • Alethea Capital Management's ten largest holdings make up 78% of its $158M portfolio in Q3 2019.
  • Alethea Capital Management opened 25 new positions and closed 25 in Q3 2019.
  • Alethea Capital Management's portfolio value rose 2.9% quarter-over-quarter to $158M.

Based on Alethea Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.