We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+8.24%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$83.3M
AUM Growth
+$4.04M
Cap. Flow
+$848K
Cap. Flow %
1.02%
Top 10 Hldgs %
42.37%
Holding
109
New
36
Increased
6
Reduced
8
Closed
39

Top Buys

Rank Stock Value
1
CSX icon
CSX Corp
CSX
+$2.82M
2
TIF
Tiffany & Co.
TIF
+$2.46M
3
BBY icon
Best Buy
BBY
+$2.33M
4
PFG icon
Principal Financial Group
PFG
+$2.33M
5
LHX icon
L3Harris
LHX
+$2.32M

Top Sells

Rank Stock Value
1
HST icon
Host Hotels & Resorts
HST
+$2.47M
2
WM icon
Waste Management
WM
+$2.28M
3
CME icon
CME Group
CME
+$2.25M
4
HSY icon
Hershey
HSY
+$2.21M
5
GIS icon
General Mills
GIS
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 30.13%
2 Consumer Discretionary 14.25%
3 Industrials 14.21%
4 Technology 9.28%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
26
Archer Daniels Midland
ADM
$38.2B
$1.09M 1.31%
+23,760
New +$1.06M
DIS icon
27
Walt Disney
DIS
$167B
$1.06M 1.27%
9,351
– –
IBB icon
28
iShares Biotechnology ETF
IBB
$9.34B
$957K 1.15%
9,792
– –
MMM icon
29
3M
MMM
$90.9B
$957K 1.15%
5,980
-598
-9% -$91.7K
MDT icon
30
Medtronic
MDT
$109B
$883K 1.06%
10,956
+3,956
+57% +$309K
PALI icon
31
Palisade Bio
PALI
$330M
$868K 1.04%
+2
New +$763K
BKLN icon
32
Invesco Senior Loan ETF
BKLN
$6.97B
$752K 0.9%
32,325
– –
KURA icon
33
Kura Oncology
KURA
$800M
$746K 0.9%
84,769
+20,469
+32% +$150K
GAP
34
The Gap Inc
GAP
$7.23B
$692K 0.83%
28,470
-63,202
-69% -$1.51M
DBL
35
DoubleLine Opportunistic Credit Fund
DBL
$278M
$662K 0.79%
27,751
– –
FLOT icon
36
iShares Floating Rate Bond ETF
FLOT
$10.2B
$661K 0.79%
13,003
– –
KMB icon
37
Kimberly-Clark
KMB
$36.3B
$658K 0.79%
5,000
-1,000
-17% -$126K
HON icon
38
Honeywell
HON
$77B
$587K 0.7%
5,203
-2,214
-30% -$244K
HIO
39
Western Asset High Income Opportunity Fund
HIO
$336M
$578K 0.69%
114,755
– –
DD icon
40
DuPont de Nemours
DD
$18.5B
$540K 0.65%
3,356
-593
-15% -$92.1K
CMI icon
41
Cummins
CMI
$87.5B
$529K 0.64%
3,500
– –
ETN icon
42
Eaton
ETN
$161B
$519K 0.62%
7,000
– –
PFE icon
43
Pfizer
PFE
$143B
$518K 0.62%
15,954
– –
AMT icon
44
American Tower
AMT
$80.8B
$517K 0.62%
+4,257
New +$468K
WM icon
45
Waste Management
WM
$90.6B
$510K 0.61%
7,000
-31,975
-82% -$2.28M
PG icon
46
Procter & Gamble
PG
$336B
$508K 0.61%
+5,650
New +$501K
JPM icon
47
JPMorgan Chase
JPM
$935B
$466K 0.56%
5,300
+1,800
+51% +$159K
EVV
48
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$444K 0.53%
32,097
– –
EVM
49
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$430K 0.52%
37,840
– –
DUK icon
50
Duke Energy
DUK
$97.8B
$410K 0.49%
+5,000
New +$397K
1
2
3 4 5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
ICMARC
International City Management Association Retirement Corp Washington, District of Columbia $195M AUM 10.82% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
HAS
Horizon Advisory Services West Henrietta, New York $195M AUM 14.6% 1-Year Est. Return
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return

Alethea Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Alethea Capital Management held 109 positions worth $83.3M, up 5.1% from $79.3M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Alethea Capital Management's Q1 2017 filing shows 36 new, 6 increased, 8 reduced and 39 closed positions. Its largest new stake was CSX Corp: 184,806 shares worth $2.87M. The largest sale was Host Hotels & Resorts, an estimated $2.47M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Alethea Capital Management's largest Q1 2017 buy was CSX Corp: 184,806 shares worth $2.87M.
  • Alethea Capital Management added most to Qualcomm in Q1 2017, an estimated $1.95M increase.
  • Alethea Capital Management's biggest Q1 2017 reduction was Waste Management, cutting an estimated $2.28M.
  • Alethea Capital Management fully exited Host Hotels & Resorts in Q1 2017, selling an estimated $2.47M.
  • Alethea Capital Management's ten largest holdings make up 42% of its $83.3M portfolio in Q1 2017.
  • Alethea Capital Management opened 36 new positions and closed 39 in Q1 2017.
  • Alethea Capital Management's portfolio value rose 5.1% quarter-over-quarter to $83.3M.

Based on Alethea Capital Management's 13F filing for Q1 2017, filed 4 May 2017.