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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+1.99%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$86.4M
AUM Growth
+$20.5M
(+31%)
Cap. Flow
+$21.7M
Cap. Flow
% of AUM
25.08%
Top 10 Holdings %
Top 10 Hldgs %
39.66%
Holding
104
New
41
Increased
11
Reduced
13
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wynn Resorts
WYNN
|
+$2.94M |
| 2 |
Deere & Co
DE
|
+$2.57M |
| 3 |
Abbott
ABT
|
+$2.54M |
| 4 |
Leggett & Platt
LEG
|
+$2.5M |
| 5 |
AbbVie
ABBV
|
+$2.45M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Equinix
EQIX
|
+$2.86M |
| 2 |
Western Union
WU
|
+$2.6M |
| 3 |
ADT
ADT Corp
ADT
|
+$2.4M |
| 4 |
Kinder Morgan
KMI
|
+$1.96M |
| 5 |
UBS Group
UBS
|
+$1.85M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 16.95% |
| 2 | Consumer Discretionary | 16.92% |
| 3 | Healthcare | 12% |
| 4 | Industrials | 8.88% |
| 5 | Consumer Staples | 8.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TIF
26
DELISTED
Tiffany & Co.
TIF
| $1.23M | 1.42% |
+16,105
| New | +$1.26M |
|
27
Vodafone
VOD
$36.3B
| $1.15M | 1.33% |
+35,502
| New | +$1.16M |
|
|
EVM
28
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $999K | 1.16% |
82,263
-834
| -1% | -$9.96K |
|
|
CS
29
DELISTED
Credit Suisse Group
CS
| $991K | 1.15% |
+45,702
| New | +$1.07M |
|
|
DBL
30
DoubleLine Opportunistic Credit Fund
DBL
$279M
| $980K | 1.13% |
38,703
-289
| -0.7% | -$7.23K |
|
31
Walt Disney
DIS
$170B
| $949K | 1.1% |
+9,028
| New | +$1.01M |
|
32
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
| $932K | 1.08% |
30,902
-44,206
| -59% | -$1.45M |
|
|
EVV
33
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $900K | 1.04% |
70,527
| – | – |
|
34
3M
MMM
$93.6B
| $859K | 0.99% |
+6,817
| New | +$876K |
|
35
Altria Group
MO
$114B
| $853K | 0.99% |
14,656
+672
| +5% | +$38.9K |
|
36
GE Aerospace
GE
$391B
| $841K | 0.97% |
+5,634
| New | +$800K |
|
|
CBI
37
DELISTED
Chicago Bridge & Iron Nv
CBI
| $823K | 0.95% |
+21,100
| New | +$876K |
|
|
RAI
38
DELISTED
Reynolds American Inc
RAI
| $817K | 0.95% |
+17,697
| New | +$819K |
|
39
Honeywell
HON
$78.9B
| $777K | 0.9% |
+8,347
| New | +$765K |
|
40
Kimberly-Clark
KMB
$37B
| $777K | 0.9% |
+6,100
| New | +$732K |
|
41
Microsoft
MSFT
$3.66T
| $732K | 0.85% |
13,200
+3,061
| +30% | +$161K |
|
42
State Street SPDR S&P 500 ETF Trust
SPY
$821B
| $702K | 0.81% |
3,442
+1,379
| +67% | +$283K |
|
43
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $664K | 0.77% |
13,174
+109
| +0.8% | +$5.5K |
|
44
Waste Management
WM
$90B
| $624K | 0.72% |
+11,700
| New | +$622K |
|
|
HIO
45
Western Asset High Income Opportunity Fund
HIO
$338M
| $567K | 0.66% |
120,860
-9,611
| -7% | -$45.1K |
|
46
Medtronic
MDT
$110B
| $508K | 0.59% |
+6,600
| New | +$497K |
|
47
Pfizer
PFE
$145B
| $494K | 0.57% |
16,123
-10,548
| -40% | -$332K |
|
48
Bank of America
BAC
$440B
| $446K | 0.52% |
+26,500
| New | +$448K |
|
49
Eaton
ETN
$173B
| $442K | 0.51% |
+8,500
| New | +$460K |
|
50
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
| $442K | 0.51% |
31,897
-501
| -2% | -$6.64K |
|
Similar funds
WM
CPI
ICMARC
RAM
MHFA
EWA
SC
KIM
Alethea Capital Management's Q4 2015 Portfolio in Review
As of Q4 2015, Alethea Capital Management held 104 positions worth $86.4M, up 31% from $65.9M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Alethea Capital Management deployed $21.7M of net new capital in Q4 2015, opening 41 new positions and adding to 11 existing holdings. Its largest new stake was Wynn Resorts: 44,025 shares worth $3.05M.
By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.45M trimmed.
- Alethea Capital Management's largest Q4 2015 buy was Wynn Resorts: 44,025 shares worth $3.05M.
- Alethea Capital Management added most to WisdomTree Japan Hedged Equity Fund in Q4 2015, an estimated $1.27M increase.
- Alethea Capital Management's biggest Q4 2015 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.45M.
- Alethea Capital Management fully exited Equinix in Q4 2015, selling an estimated $2.86M.
- Alethea Capital Management's ten largest holdings make up 40% of its $86.4M portfolio in Q4 2015.
- Alethea Capital Management opened 41 new positions and closed 37 in Q4 2015.
- Alethea Capital Management's portfolio value rose 31% quarter-over-quarter to $86.4M.
Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.