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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.55B
AUM Growth
+$51.7M
Cap. Flow
-$5.27B
Cap. Flow %
-80.48%
Top 10 Hldgs %
16.68%
Holding
529
New
57
Increased
20
Reduced
22
Closed
97

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$29.6M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$13.4M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.3M
4
BMY icon
Bristol-Myers Squibb
BMY
+$5.99M
5
AMT.PRB
American Tower Corporation
AMT.PRB
+$5.12M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$18.7M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$17.1M
3
DCUC
Dominion Energy, Inc.
DCUC
+$9.44M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$7.75M
5
MGM icon
MGM Resorts International
MGM
+$7.36M

Sector Composition

Rank Sector Weight
1 Healthcare 0.4%
2 Industrials 0.19%
3 Communication Services 0.09%
4 Financials 0.06%
5 Technology 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDRL
176
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-68
Closed -$1.98M
BKHU
177
DELISTED
Black Hills Corporation
BKHU
– –
-59
Closed -$3K
HCOM
178
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
– –
-53,959
Closed -$1.38M
TSNU
179
DELISTED
Tyson Foods, Inc.
TSNU
– –
-85,230
Closed -$5.2M
CIE
180
PUT
DELISTED
Cobalt International Energy, Inc
CIE
– –
-67
Closed -$10K
YHOO
181
DELISTED
Yahoo Inc
YHOO
– –
-7,454
Closed -$233K
YHOO
182
PUT
DELISTED
Yahoo Inc
YHOO
– –
-1,110
Closed -$4K
NRF
183
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-133,512
Closed -$2.24M
HTWR
184
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-300
Closed -$15K
SNDK
185
PUT
DELISTED
SANDISK CORP
SNDK
– –
-300
Closed -$17K
SUNE
186
PUT
DELISTED
SUNEDISON, INC COM
SUNE
– –
-2,250
Closed -$13K
ATML
187
CALL
DELISTED
ATMEL CORP
ATML
– –
-500
Closed -$3K
DCUA
188
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-144,810
Closed -$7.75M
HOT
189
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-33,400
Closed -$2.37M
SPLS
190
CALL
DELISTED
Staples Inc
SPLS
– –
-1,000
Closed -$2K
ACAS
191
CALL
DELISTED
American Capital Ltd
ACAS
– –
-750
Closed -$5K
AA.PRB
192
DELISTED
Alcoa Inc
AA.PRB
– –
-200,594
Closed -$6.81M
QIHU
193
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-300
Closed -$2K
4 5 6 7
8

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Advent Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Advent Capital Management held 529 positions worth $6.55B, up 0.8% from $6.5B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advent Capital Management withdrew a net $5.27B in Q1 2016, closing 97 positions and reducing 22 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $7.75M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.4% of assets, down from 0.47% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Advent Capital Management opened a new position in Bristol-Myers Squibb worth $6.07M.

  • Advent Capital Management's largest Q1 2016 buy was Bristol-Myers Squibb: 95,000 shares worth $6.07M.
  • Advent Capital Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $29.6M increase.
  • Advent Capital Management's biggest Q1 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $18.7M.
  • Advent Capital Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $7.75M.
  • Advent Capital Management's ten largest holdings make up 17% of its $6.55B portfolio in Q1 2016.
  • Advent Capital Management opened 57 new positions and closed 97 in Q1 2016.
  • Advent Capital Management's portfolio value rose 0.8% quarter-over-quarter to $6.55B.

Based on Advent Capital Management's 13F filing for Q1 2016, filed 13 May 2016.