ACM

Advent Capital Management Portfolio holdings

AUM $4.55B
This Quarter Return
-0.26%
1 Year Return
+1.37%
3 Year Return
+2.01%
5 Year Return
+3.07%
10 Year Return
+4.31%
AUM
$5.09B
AUM Growth
-$128M
Cap. Flow
-$4.55B
Cap. Flow %
-89.38%
Top 10 Hldgs %
16.95%
Holding
315
New
40
Increased
12
Reduced
22
Closed
31

Top Buys

1
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$34.6M
2
HES.PRA
Hess Corporation
HES.PRA
$17.1M
3
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$14.6M
4
CAT icon
Caterpillar
CAT
$8.9M
5
URI icon
United Rentals
URI
$8.9M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$25.3M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$21.7M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$19.6M
4
AMT.PRB
American Tower Corporation
AMT.PRB
$12.9M
5
TREE icon
LendingTree
TREE
$10.5M

Sector Composition

1 Industrials 0.76%
2 Financials 0.69%
3 Consumer Discretionary 0.62%
4 Healthcare 0.44%
5 Technology 0.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RGLD icon
101
Royal Gold
RGLD
$11.9B
– –
-45,100
Closed -$3.7M
RH icon
102
RH
RH
$4.14B
– –
-3,000
Closed -$259K
SJM icon
103
J.M. Smucker
SJM
$12B
– –
-10,000
Closed -$1.24M
SPY icon
104
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
T icon
105
AT&T
T
$208B
– –
-66,200
Closed -$1.94M
TEVA icon
106
Teva Pharmaceuticals
TEVA
$21.5B
– –
0
– –
TGT icon
107
Target
TGT
$42B
– –
-75,000
Closed -$4.89M
USB.PRH icon
108
US Bancorp Depositary Shares (1/1,000 Interest in Ser. B Non-Cum. Prptl. Prfrd. Stock)
USB.PRH
$812M
– –
0
– –
V icon
109
Visa
V
$681B
– –
-15,916
Closed -$1.82M
VALE icon
110
Vale
VALE
$43.6B
– –
0
– –
VEON icon
111
VEON
VEON
$3.89B
– –
-3,412
Closed -$328K
VMC icon
112
Vulcan Materials
VMC
$38.1B
– –
-8,383
Closed -$1.08M
WDAY icon
113
Workday
WDAY
$62.3B
– –
0
– –
XNTK icon
114
SPDR NYSE Technology ETF
XNTK
$1.24B
– –
0
– –
ZG icon
115
Zillow
ZG
$19.6B
– –
0
– –
SAVE
116
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-37,500
Closed -$1.68M
MNDT
117
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
0
– –
ALXN
118
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-10,958
Closed -$1.31M
S
119
DELISTED
Sprint Corporation
S
– –
-100,000
Closed -$589K
WELL.PRI
120
DELISTED
Welltower Inc.
WELL.PRI
– –
-326,000
Closed -$19.6M
P
121
DELISTED
Pandora Media Inc
P
– –
0
– –
XCRA
122
DELISTED
Xcerra Corporation
XCRA
– –
-21,916
Closed -$215K
AMT.PRB
123
DELISTED
American Tower Corporation
AMT.PRB
– –
-102,685
Closed -$12.9M
DISH
124
DELISTED
DISH Network Corp.
DISH
– –
0
– –
CELG
125
DELISTED
Celgene Corp
CELG
– –
-40,000
Closed -$4.17M
2 3 4
5
6