ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
+0.35%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$6.55B
AUM Growth
+$6.55B
Cap. Flow
+$62.8M
Cap. Flow %
0.96%
Top 10 Hldgs %
16.68%
Holding
531
New
13
Increased
12
Reduced
14
Closed
48

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$30.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$13.7M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$11M
4
BMY icon
Bristol-Myers Squibb
BMY
$6.07M
5
AMT.PRB
American Tower Corporation
AMT.PRB
$5.35M

Top Sells

1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$20.9M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$18M
3
DCUC
Dominion Energy, Inc.
DCUC
$9.7M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$7.76M
5
MGM icon
MGM Resorts International
MGM
$7.36M

Sector Composition

1 Healthcare 0.4%
2 Industrials 0.19%
3 Communication Services 0.09%
4 Financials 0.06%
5 Technology 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TWX
26
DELISTED
Time Warner Inc
TWX
$2.52M 0.04%
+34,700
New +$2.52M
NEE.PRP
27
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$2.42M 0.04%
39,866
-295,895
-88% -$18M
WELL.PRI
28
DELISTED
Welltower Inc.
WELL.PRI
$1.85M 0.03%
30,000
-19,412
-39% -$1.2M
WY.PRA
29
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$1.62M 0.02%
31,726
-30,000
-49% -$1.53M
CEMP
30
DELISTED
Cempra, Inc.
CEMP
$799K 0.01%
45,600
-400
-0.9% -$7.01K
GDX icon
31
VanEck Gold Miners ETF
GDX
$19.6B
$799K 0.01%
+40,000
New +$799K
UIS icon
32
Unisys
UIS
$273M
$505K 0.01%
+65,600
New +$505K
BMRN icon
33
BioMarin Pharmaceuticals
BMRN
$11.3B
$330K 0.01%
4,000
+1,047
+35% +$86.4K
CHK
34
DELISTED
Chesapeake Energy Corporation
CHK
$330K 0.01%
+80,000
New +$330K
MDVN
35
DELISTED
MEDIVATION, INC.
MDVN
$276K ﹤0.01%
+6,000
New +$276K
CLVS
36
DELISTED
Clovis Oncology, Inc.
CLVS
$267K ﹤0.01%
+13,900
New +$267K
RH icon
37
RH
RH
$4.14B
$210K ﹤0.01%
+5,000
New +$210K
FCX icon
38
Freeport-McMoran
FCX
$66.3B
$124K ﹤0.01%
+12,000
New +$124K
NUAN
39
DELISTED
Nuance Communications, Inc.
NUAN
$93K ﹤0.01%
+5,000
New +$93K
ISD
40
PGIM High Yield Bond Fund
ISD
$484M
– –
-145,400
Closed -$2.12M
IWM icon
41
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
JEF icon
42
Jefferies Financial Group
JEF
$13.2B
– –
0
– –
JWN
43
DELISTED
Nordstrom
JWN
– –
-70,000
Closed -$3.56M
AAP icon
44
Advance Auto Parts
AAP
$3.54B
– –
-9,000
Closed -$1.37M
AIG icon
45
American International
AIG
$45.1B
– –
0
– –
AL icon
46
Air Lease Corp
AL
$7.13B
– –
0
– –
ALLY icon
47
Ally Financial
ALLY
$12.6B
– –
-34,300
Closed -$647K
AMGN icon
48
Amgen
AMGN
$153B
– –
-20,000
Closed -$3.29M
ARCC icon
49
Ares Capital
ARCC
$15.7B
– –
-200,000
Closed -$2.88M
BAC icon
50
Bank of America
BAC
$371B
– –
0
– –
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