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WhiteHorse Finance
WHF

28 hedge funds and large institutions have $28.9M invested in WhiteHorse Finance in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% less capital invested

Capital invested by funds: $32.8M → $28.9M (-$3.94M)

28% less funds holding

Funds holding: 39 → 28 (-11)

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

79% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 14

Holders
28
Holders Change
-11
Holders Change %
-28.21%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
14
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$2.16M
2
BG
BlackRock Group
United Kingdom
+$476K
3
RVP
Relative Value Partners
Illinois
+$409K
4
YMRC
Yorktown Management & Research Company
Virginia
+$139K
5
BCM
Buckhead Capital Management
Georgia
+$90.8K

Top Sellers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
-$780K
2
NCM
Nantahala Capital Management
Connecticut
-$741K
3
Deutsche Bank
Deutsche Bank
Germany
-$522K
4
NI
Numeric Investors
Massachusetts
-$427K
5
PP
Paloma Partners
Connecticut
-$425K
Name Holding Trade Value Shares
Change 		Change in
Stake
GSC
26
Ground Swell Capital
South Carolina
$5K +$1.8K +127 +47%
TA
27
Teachers Advisors
New York
$1K – – –
HR
28
Howe & Rusling
New York
$1K +$1.2K +85 New
Northern Trust
29
Northern Trust
Illinois
– -$780K -54,580 Closed
NCM
30
Nantahala Capital Management
Connecticut
– -$741K -51,800 Closed
NI
31
Numeric Investors
Massachusetts
– -$427K -29,850 Closed
PP
32
Paloma Partners
Connecticut
– -$425K -29,731 Closed
COPPSERS
33
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$288K -20,161 Closed
CS
34
Credit Suisse
Switzerland
– -$268K -18,787 Closed
LP
35
LMR Partners
United Kingdom
– -$214K -14,944 Closed
Wells Fargo
36
Wells Fargo
California
– -$101K -7,149 Closed
Bank of America
37
Bank of America
North Carolina
– -$30K -2,127 Closed
TWA
38
TCI Wealth Advisors
Arizona
– -$5K -358 Closed
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
– -$2K -170 Closed
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
– -$1.9K -133 Closed
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
– -$1K -68 Closed
DA
42
Denali Advisors
California
– -$1K -55 Closed
1
2

WHF Hedge Fund Activity: Q3 2014 in Review

28 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2014, worth a combined $28.9M — down 12% from $32.8M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of WHF and 3 opened new positions — a net loss of 11 holders — while 14 trimmed existing stakes and 7 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.16M. The largest seller was Northern Trust, exiting entirely with an estimated $780K sold.

  • 28 institutional investors held WhiteHorse Finance (WHF) as of Q3 2014, down from 39 in Q2 2014.
  • Funds reported $28.9M of WhiteHorse Finance stock for Q3 2014, down 12% quarter-over-quarter.
  • 3 funds opened new WhiteHorse Finance positions in Q3 2014 and 14 closed out, a net change of -11 holders.
  • The largest WhiteHorse Finance buyer in Q3 2014 was Advisors Asset Management, an estimated $2.16M added.
  • The largest WhiteHorse Finance seller in Q3 2014 was Northern Trust, an estimated $780K sold.

Based on aggregated 13F filings for Q3 2014.