Paloma Partners’s WhiteHorse Finance WHF Stock Holding History

Paloma Partners’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-29,731	Closed	-$425K	–	1321
2014 Q2	$425K	Buy	+29,731	New	+$410K	0.02%	657

Other funds holding WHF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Paloma Partners's WHF Position: Q3 2014 in Review

Paloma Partners sold out of WhiteHorse Finance (WHF) in Q3 2014, closing a stake of 29,731 shares — an estimated $425K sold.

Paloma Partners first reported a position in WHF in Q2 2014 and held it in 1 quarter. The position peaked at $425K in Q2 2014. 28 funds tracked by Wall St. Rank hold WHF as of Q3 2014.

Paloma Partners reported no remaining WhiteHorse Finance position as of Q3 2014 after selling out during the quarter.
Paloma Partners sold 29,731 WhiteHorse Finance shares in Q3 2014, an estimated $425K.
Paloma Partners first reported a position in WhiteHorse Finance in Q2 2014 and held it in 1 quarter.
Paloma Partners's WhiteHorse Finance position peaked at $425K in Q2 2014.
28 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q3 2014.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.