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Vanguard S&P Small-Cap 600 ETF

24 hedge funds and large institutions have $39.2M invested in Vanguard S&P Small-Cap 600 ETF in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

33% more funds holding

Funds holding: 1824 (+6)

32% more capital invested

Capital invested by funds: $29.7M → $39.2M (+$9.48M)

7.97% more ownership

Funds ownership: 46.46%54.43% (+8%)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

Holders
24
Holders Change
+6
Holders Change %
+33.33%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
7
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PSW
1
Portfolio Strategies (Washington)
Washington
$7.8M +$7.63M +157,082 New
Bank of America
2
Bank of America
North Carolina
$7.44M +$321K +6,616 +5%
Morgan Stanley
3
Morgan Stanley
New York
$5.68M +$2.13M +43,816 +62%
Deutsche Bank
4
Deutsche Bank
Germany
$4.96M +$4.86M +100,000 New
SG Americas Securities
5
SG Americas Securities
New York
$2.94M -$2.84M -58,348 -50%
U
6
UBS
Switzerland
$2.12M +$380K +7,822 +22%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.73M +$156K +3,208 +10%
LPL Financial
8
LPL Financial
California
$1.7M +$135K +2,778 +9%
TSW
9
Thompson Siegel & Walmsley
Virginia
$991K
Wells Fargo
10
Wells Fargo
California
$765K -$521K -10,714 -41%
UCFA
11
United Capital Financial Advisors
Texas
$645K
Ameriprise
12
Ameriprise
Minnesota
$558K -$37K -762 -6%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$415K -$5.15K -106 -1%
HSA
14
HBK Sorce Advisory
Pennsylvania
$293K +$286K +5,896 New
FBT
15
Founders Bank & Trust
Michigan
$222K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$164K +$161K +3,310 New
US Bancorp
17
US Bancorp
Minnesota
$163K -$486 -10 -0.3%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$159K -$1.07K -22 -0.7%
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$143K +$39.8K +820 +40%
Creative Planning
20
Creative Planning
Kansas
$116K +$113K +2,332 New
MFS
21
MSI Financial Services
Massachusetts
$99K +$21.6K +444 +29%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$54K -$2.67M -54,908 -98%
AIG
23
American International Group
New York
$15.4K +$15.1K +310 New
CIA
24
Choate Investment Advisors
Massachusetts
$5.96K +$5.83K +120 New
TH
25
Timber Hill
Connecticut
-$1.2M -24,466 Closed

VIOO Hedge Fund Activity: Q1 2014 in Review

24 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q1 2014, worth a combined $39.2M — up 32% from $29.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VIOO positions and 1 closed out — a net gain of 6 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Portfolio Strategies (Washington), opening a new position worth an estimated $7.63M. The largest seller was SG Americas Securities, cutting an estimated $2.84M.

  • 24 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q1 2014, up from 18 in Q4 2013.
  • Funds reported $39.2M of Vanguard S&P Small-Cap 600 ETF stock for Q1 2014, up 32% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q1 2014 and 1 closed out, a net change of +6 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q1 2014 was Portfolio Strategies (Washington), an estimated $7.63M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q1 2014 was SG Americas Securities, an estimated $2.84M sold.

Based on aggregated 13F filings for Q1 2014.