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Vanguard S&P Small-Cap 600 ETF
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Overview Fund Activity

24 hedge funds and large institutions have $39.2M invested in Vanguard S&P Small-Cap 600 ETF in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+6
Holders Change %
+33.33%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
7
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PSW
Portfolio Strategies (Washington)
Washington
+$7.8M
2
Deutsche Bank
Deutsche Bank
Germany
+$4.96M
3
Morgan Stanley
Morgan Stanley
New York
+$2.18M
4
U
UBS
Switzerland
+$388K
5
Bank of America
Bank of America
North Carolina
+$328K

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
-$2.9M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.69M
3
TH
Timber Hill
Connecticut
-$1.2M
4
Wells Fargo
Wells Fargo
California
-$532K
5
Ameriprise
Ameriprise
Minnesota
-$37.8K
Name Holding Trade Value Shares
Change 		Shares
Change %
PSW
1
Portfolio Strategies (Washington)
Washington
$7.8M +$7.8M +157,082 New
Bank of America
2
Bank of America
North Carolina
$7.44M +$328K +6,616 +5%
Morgan Stanley
3
Morgan Stanley
New York
$5.68M +$2.18M +43,816 +62%
Deutsche Bank
4
Deutsche Bank
Germany
$4.96M +$4.96M +100,000 New
SG Americas Securities
5
SG Americas Securities
New York
$2.94M -$2.9M -58,348 -50%
U
6
UBS
Switzerland
$2.12M +$388K +7,822 +22%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.73M +$159K +3,208 +10%
LPL Financial
8
LPL Financial
California
$1.7M +$138K +2,778 +9%
TSW
9
Thompson Siegel & Walmsley
Virginia
$991K – – –
Wells Fargo
10
Wells Fargo
California
$765K -$532K -10,714 -41%
UCFA
11
United Capital Financial Advisors
Texas
$645K – – –
Ameriprise
12
Ameriprise
Minnesota
$558K -$37.8K -762 -6%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$415K -$5.26K -106 -1%
HSA
14
HBK Sorce Advisory
Pennsylvania
$293K +$293K +5,896 New
FBT
15
Founders Bank & Trust
Michigan
$222K – – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$164K +$164K +3,310 New
US Bancorp
17
US Bancorp
Minnesota
$163K -$497 -10 -0.3%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$159K -$1.09K -22 -0.7%
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$143K +$40.7K +820 +40%
Creative Planning
20
Creative Planning
Kansas
$116K +$116K +2,332 New
MFS
21
MSI Financial Services
Massachusetts
$99K +$22.1K +444 +29%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$54K -$2.69M -54,908 -98%
AIG
23
American International Group
New York
$15.4K +$15.4K +310 New
CIA
24
Choate Investment Advisors
Massachusetts
$5.96K +$5.96K +120 New
TH
25
Timber Hill
Connecticut
– -$1.2M -24,466 Closed