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Vanguard S&P Small-Cap 600 ETF

36 hedge funds and large institutions have $54.5M invested in Vanguard S&P Small-Cap 600 ETF in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

13% more capital invested

Capital invested by funds: $48.2M → $54.5M (+$6.32M)

10.08% more ownership

Funds ownership: 45.11%55.19% (+10%)

9% more funds holding

Funds holding: 3336 (+3)

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.3M +$4.61M +89,726 +36%
UBS Group
2
UBS Group
Switzerland
$9.26M +$2.34M +45,522 +31%
Bank of America
3
Bank of America
North Carolina
$7.43M +$223K +4,334 +3%
Morgan Stanley
4
Morgan Stanley
New York
$3.31M +$435K +8,462 +14%
LPL Financial
5
LPL Financial
California
$2.95M +$973K +18,936 +47%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.51M +$128K +2,494 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.5M +$2.65M +51,642 New
JG
8
Jefferies Group
New York
$2.42M +$2.57M +50,000 New
TSW
9
Thompson Siegel & Walmsley
Virginia
$905K -$17.5K -340 -2%
APSP
10
Asset Planning Services (Pennsylvania)
Pennsylvania
$867K
UCFA
11
United Capital Financial Advisors
Texas
$837K -$29.7K -578 -3%
Ameriprise
12
Ameriprise
Minnesota
$599K -$18.4K -358 -3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$559K -$206 -4 -0%
HSA
14
HBK Sorce Advisory
Pennsylvania
$520K
Comerica Bank
15
Comerica Bank
Texas
$479K -$523K -10,166 -51%
FFA
16
First Foundation Advisors
California
$441K +$468K +9,100 New
Citigroup
17
Citigroup
New York
$376K
MFS
18
MSI Financial Services
Massachusetts
$357K +$308 +6 +0.1%
Jane Street
19
Jane Street
New York
$307K -$1.59M -30,946 -83%
KeyBank National Association
20
KeyBank National Association
Ohio
$281K +$9.56K +186 +3%
VF
21
Virtu Financial
New York
$273K +$289K +5,632 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$260K -$40.8K -794 -13%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$178K +$10.3K +200 +6%
US Bancorp
24
US Bancorp
Minnesota
$154K
FHA
25
First Horizon Advisors
Tennessee
$109K +$117K +2,268 New

VIOO Hedge Fund Activity: Q3 2015 in Review

36 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2015, worth a combined $54.5M — up 13% from $48.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new VIOO positions and 2 closed out — a net gain of 4 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.61M. The largest seller was Jane Street, cutting an estimated $1.59M.

  • 36 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2015, up from 33 in Q2 2015.
  • Funds reported $54.5M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2015, up 13% quarter-over-quarter.
  • 6 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2015 and 2 closed out, a net change of +4 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2015 was Wells Fargo, an estimated $4.61M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2015 was Jane Street, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2015.