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Vanguard S&P Small-Cap 600 ETF

17 hedge funds and large institutions have $19.4M invested in Vanguard S&P Small-Cap 600 ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more capital invested

Capital invested by funds: $11.5M → $19.4M (+$7.88M)

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

9.74% more ownership

Funds ownership: 33.1%42.84% (+9.7%)

0% more funds holding

Funds holding: 1717 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
17
Holders Change
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
1
SG Americas Securities
New York
$8.94M +$8.64M +198,030 New
Morgan Stanley
2
Morgan Stanley
New York
$2.06M -$252K -5,776 -11%
U
3
UBS
Switzerland
$1.47M +$378K +8,676 +36%
LPL Financial
4
LPL Financial
California
$1.41M -$360K -8,244 -21%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.07M +$107K +2,442 +11%
Wells Fargo
6
Wells Fargo
California
$1.04M +$315K +7,228 +46%
TSW
7
Thompson Siegel & Walmsley
Virginia
$901K -$20.1K -460 -2%
UCFA
8
United Capital Financial Advisors
Texas
$587K +$347K +7,956 +158%
Ameriprise
9
Ameriprise
Minnesota
$507K +$22.3K +512 +5%
HJA
10
Hugh Johnson Advisors
New York
$396K +$383K +8,778 New
Bank of America
11
Bank of America
North Carolina
$299K +$122K +2,796 +73%
FBT
12
Founders Bank & Trust
Michigan
$202K
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$164K -$17.7K -406 -10%
US Bancorp
14
US Bancorp
Minnesota
$149K +$4.36K +100 +3%
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$78K +$44.5K +1,020 +143%
MFS
16
MSI Financial Services
Massachusetts
$73K -$2.18K -50 -3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$13K +$12.4K +284 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
-$1.84M -44,984 Closed
RJFSA
19
Raymond James Financial Services Advisors
Florida
-$1.2M -29,434 Closed
LTFS
20
Ladenburg Thalmann Financial Services
Florida
-$59K -1,450 Closed

VIOO Hedge Fund Activity: Q3 2013 in Review

17 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2013, worth a combined $19.4M — up 69% from $11.5M a quarter earlier.

Fund positioning in VIOO was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 5 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $8.64M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.84M sold.

  • 17 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $19.4M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2013, up 69% quarter-over-quarter.
  • 3 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2013 and 3 closed out, a net change of 0 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2013 was SG Americas Securities, an estimated $8.64M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2013 was Susquehanna International Group, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2013.