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Vanguard S&P Small-Cap 600 ETF

117 hedge funds and large institutions have $356M invested in Vanguard S&P Small-Cap 600 ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 40 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 39

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

2% less funds holding

Funds holding: 119117 (-2)

4.62% less ownership

Funds ownership: 72.94%68.32% (-4.6%)

12% less capital invested

Capital invested by funds: $404M → $356M (-$47.5M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
117
Holders Change
-2
Holders Change %
-1.68%
% of All Funds
2.57%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
6
Increased
40
Reduced
39
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BJ
1
Brouwer & Janachowski
California
$31.5M -$9.17M -129,666 -23%
Morgan Stanley
2
Morgan Stanley
New York
$25M -$185K -2,610 -0.7%
SCM
3
Stordahl Capital Management
Colorado
$23.3M -$861K -12,176 -4%
Bank of America
4
Bank of America
North Carolina
$18.2M -$1.03M -14,634 -5%
LPL Financial
5
LPL Financial
California
$17.1M -$4.91M -69,416 -22%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$14.5M +$287K +4,064 +2%
Deutsche Bank
7
Deutsche Bank
Germany
$14.3M
UBS Group
8
UBS Group
Switzerland
$14M -$1.01M -14,330 -7%
ODIJL
9
One Day In July LLC
Vermont
$13.2M +$1.11M +15,752 +9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$12.8M +$503K +7,114 +4%
Ameriprise
11
Ameriprise
Minnesota
$12.5M -$729K -10,318 -6%
PIMG
12
Patriot Investment Management Group
Tennessee
$11.2M +$1.42M +20,070 +15%
PL
13
Polianta Ltd
Jersey
$11.1M +$11M +156,200 New
Wells Fargo
14
Wells Fargo
California
$11.1M +$614K +8,678 +6%
B
15
Bridgeworth
Alabama
$10.4M +$706K +9,990 +7%
RGI
16
River Global Investors
United Kingdom
$7.69M -$17.5M -248,060 -70%
PFPT
17
Pinnacle Financial Partners (Tennessee)
Tennessee
$6.38M +$1.02M +14,472 +19%
MHIC
18
Marble Harbor Investment Counsel
Massachusetts
$4.96M +$282K +3,988 +6%
CF
19
Centaurus Financial
California
$4.61M +$214K +3,022 +5%
CA
20
Cetera Advisors
Colorado
$4.34M +$143K +2,026 +3%
Stifel Financial
21
Stifel Financial
Missouri
$4.04M +$30.7K +434 +0.8%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$4.04M +$77.5K +1,096 +2%
SC
23
Savant Capital
Illinois
$3.83M +$232K +3,282 +7%
RJA
24
Raymond James & Associates
Florida
$3.64M -$90.8K -1,284 -2%
OWM
25
Orgel Wealth Management
Wisconsin
$3.07M +$113K +1,594 +4%

VIOO Hedge Fund Activity: Q3 2019 in Review

117 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2019, worth a combined $356M — down 12% from $404M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of VIOO and 6 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 40 added.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $11M. The largest seller was River Global Investors, cutting an estimated $17.5M.

  • 117 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2019, down from 119 in Q2 2019.
  • Funds reported $356M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2019, down 12% quarter-over-quarter.
  • 6 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2019 and 8 closed out, a net change of -2 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2019 was Polianta Ltd, an estimated $11M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2019 was River Global Investors, an estimated $17.5M sold.

Based on aggregated 13F filings for Q3 2019.