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Vanguard S&P Small-Cap 600 ETF
VIOO

25 hedge funds and large institutions have $30.8M invested in Vanguard S&P Small-Cap 600 ETF in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

9% more funds holding

Funds holding: 23 → 25 (+2)

0.68% more ownership

Funds ownership: 39.98% → 40.67% (+0.68%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

2% less capital invested

Capital invested by funds: $31.4M → $30.8M (-$604K)

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.5M
2
UCFA
United Capital Financial Advisors
Texas
+$639K
3
Jane Street
Jane Street
New York
+$577K
4
U
UBS
Switzerland
+$514K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$264K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.11M
2
Bank of America
Bank of America
North Carolina
-$416K
3
SG Americas Securities
SG Americas Securities
New York
-$325K
4
KeyBank National Association
KeyBank National Association
Ohio
-$213K
5
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
-$146K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.24M -$416K -8,464 -5%
Morgan Stanley
2
Morgan Stanley
New York
$4.3M -$1.11M -22,588 -20%
TH
3
Timber Hill
Connecticut
$2.79M +$237K +4,808 +9%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.35M -$54K -1,098 -2%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.19M +$1.5M +30,466 +193%
U
6
UBS
Switzerland
$2.05M +$514K +10,444 +32%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.99M +$264K +5,368 +15%
LPL Financial
8
LPL Financial
California
$1.63M -$95.6K -1,944 -5%
SG Americas Securities
9
SG Americas Securities
New York
$1.25M -$325K -6,600 -20%
TSW
10
Thompson Siegel & Walmsley
Virginia
$897K -$12.3K -250 -1%
Wells Fargo
11
Wells Fargo
California
$741K +$36.8K +748 +5%
UCFA
12
United Capital Financial Advisors
Texas
$615K +$639K +12,996 New
Jane Street
13
Jane Street
New York
$556K +$577K +11,736 New
Ameriprise
14
Ameriprise
Minnesota
$553K +$1.97K +40 +0.3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$357K -$14.8K -300 -4%
HSA
16
HBK Sorce Advisory
Pennsylvania
$324K +$46.6K +948 +16%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$282K -$11.6K -236 -4%
FBT
18
Founders Bank & Trust
Michigan
$212K – – –
US Bancorp
19
US Bancorp
Minnesota
$146K – – –
MFS
20
MSI Financial Services
Massachusetts
$126K +$6.99K +142 +6%
Creative Planning
21
Creative Planning
Kansas
$66K +$68.9K +1,400 New
AIG
22
American International Group
New York
$43.5K +$30K +610 +197%
PAG
23
Private Advisor Group
New Jersey
$43K +$45.2K +918 New
DADC
24
D.A. Davidson & Co
Montana
$18K +$19.7K +400 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$16K -$58.7K -1,194 -78%
1
2

VIOO Hedge Fund Activity: Q3 2014 in Review

25 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2014, worth a combined $30.8M — down 1.9% from $31.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new VIOO positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.5M. The largest seller was Morgan Stanley, cutting an estimated $1.11M.

  • 25 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2014, up from 23 in Q2 2014.
  • Funds reported $30.8M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2014, down 1.9% quarter-over-quarter.
  • 5 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2014 and 3 closed out, a net change of +2 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2014 was Susquehanna International Group, an estimated $1.5M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2014 was Morgan Stanley, an estimated $1.11M sold.

Based on aggregated 13F filings for Q3 2014.