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Vanguard S&P Small-Cap 600 ETF

286 hedge funds and large institutions have $1.23B invested in Vanguard S&P Small-Cap 600 ETF in 2023 Q4 according to their latest regulatory filings, with 46 funds opening new positions, 109 increasing their positions, 70 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

395% more call options, than puts

Call options by funds: $198K | Put options by funds: $40K

283% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 12

56% more repeat investments, than reductions

Existing positions increased: 109 | Existing positions reduced: 70

27% more capital invested

Capital invested by funds: $965M → $1.23B (+$264M)

22% more funds holding in top 10

Funds holding in top 10: 911 (+2)

12% more funds holding

Funds holding: 255286 (+31)

3.91% more ownership

Funds ownership: 45.1%49.01% (+3.9%)

Holders
286
Holders Change
+31
Holders Change %
+12.16%
% of All Funds
4.17%
Holding in Top 10
11
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+22.22%
% of All Funds
0.16%
New
46
Increased
109
Reduced
70
Closed
12
Calls
$198K
Puts
$40K
Net Calls
+$158K
Net Calls Change
+$158K
Name Holding Trade Value Shares
Change
Change in
Stake
OWM
1
Orgel Wealth Management
Wisconsin
$190M +$3.16M +35,402 +2%
Morgan Stanley
2
Morgan Stanley
New York
$133M +$63.5M +712,402 +112%
Bank of America
3
Bank of America
North Carolina
$95.5M -$36.3M -407,537 -30%
Cerity Partners
4
Cerity Partners
New York
$42.7M +$37.7M +423,267 +5,871%
BWM
5
Baystate Wealth Management
Massachusetts
$37M +$1.03M +11,568 +3%
LPL Financial
6
LPL Financial
California
$36.8M +$1.39M +15,559 +4%
Wells Fargo
7
Wells Fargo
California
$33.4M +$1.07M +11,955 +4%
Osaic Holdings
8
Osaic Holdings
Arizona
$31M -$15.8M -176,784 -36%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$30.5M +$284K +3,181 +1%
Ameriprise
10
Ameriprise
Minnesota
$29.6M +$1.09M +12,180 +4%
ODIJL
11
One Day In July LLC
Vermont
$29.1M +$197K +2,210 +0.8%
UBS Group
12
UBS Group
Switzerland
$26.4M +$6.41M +71,938 +37%
SC
13
Savant Capital
Illinois
$24.5M -$1.03M -11,563 -4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$22.1M +$3.75M +42,104 +23%
CAN
15
Cetera Advisor Networks
California
$21.3M +$2.69M +30,137 +16%
MUAMU
16
Mitsubishi UFJ Asset Management (UK)
United Kingdom
$17.3M +$12.3M +137,800 +372%
EWS
17
Eagle Wealth Strategies
New Jersey
$15.3M +$13.8M +154,587 New
RJA
18
Raymond James & Associates
Florida
$14.5M -$228K -2,563 -2%
CWC
19
Carolinas Wealth Consulting
North Carolina
$14.1M +$441K +4,946 +4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$13.9M +$2.43M +27,238 +24%
PIMG
21
Patriot Investment Management Group
Tennessee
$12M -$4.29M -48,171 -28%
ONB
22
Old National Bancorp
Indiana
$11.2M +$807K +9,052 +9%
WWM
23
Wiser Wealth Management
Georgia
$10.5M -$4.78M -53,672 -33%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$10.2M +$1.45M +16,271 +19%
NIWA
25
New Insight Wealth Advisors
California
$10.1M +$9.12M +102,291 New

VIOO Hedge Fund Activity: Q4 2023 in Review

286 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2023, worth a combined $1.23B — up 27% from $965M a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new VIOO positions and 12 closed out — a net gain of 34 holders — while 109 added to existing stakes and 70 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $63.5M. The largest seller was Bank of America, cutting an estimated $36.3M.

  • 286 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2023, up from 255 in Q3 2023.
  • Funds reported $1.23B of Vanguard S&P Small-Cap 600 ETF stock for Q4 2023, up 27% quarter-over-quarter.
  • 46 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2023 and 12 closed out, a net change of +34 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2023 was Morgan Stanley, an estimated $63.5M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2023 was Bank of America, an estimated $36.3M sold.

Based on aggregated 13F filings for Q4 2023.