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Vanguard S&P Small-Cap 600 ETF
VIOO

31 hedge funds and large institutions have $50.5M invested in Vanguard S&P Small-Cap 600 ETF in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

64% more capital invested

Capital invested by funds: $30.8M → $50.5M (+$19.8M)

24% more funds holding

Funds holding: 25 → 31 (+6)

14.06% more ownership

Funds ownership: 40.67% → 54.73% (+14%)

Holders
31
Holders Change
+6
Holders Change %
+24%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
11
Reduced
4
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
+$4.94M
2
Wells Fargo
Wells Fargo
California
+$4.65M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.01M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.78M
5
Comerica Bank
Comerica Bank
Texas
+$1.2M

Top Sellers

1
TH
Timber Hill
Connecticut
-$2.79M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.19M
3
SG Americas Securities
SG Americas Securities
New York
-$1.25M
4
Bank of America
Bank of America
North Carolina
-$962K
5
Creative Planning
Creative Planning
Kansas
-$66K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.85M -$962K -19,454 -13%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.71M +$4.01M +81,148 +163%
UBS Group
3
UBS Group
Switzerland
$6.71M +$6.47M +130,808 New
Wells Fargo
4
Wells Fargo
California
$5.63M +$4.65M +94,164 +601%
Deutsche Bank
5
Deutsche Bank
Germany
$5.13M +$4.94M +100,000 New
Morgan Stanley
6
Morgan Stanley
New York
$4.92M +$254K +5,134 +6%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.25M +$87.9K +1,778 +4%
LPL Financial
8
LPL Financial
California
$1.95M +$151K +3,060 +9%
Citadel Advisors
9
Citadel Advisors
Florida
$1.85M +$1.78M +36,038 New
Comerica Bank
10
Comerica Bank
Texas
$1.25M +$1.2M +24,372 New
MFS
11
MSI Financial Services
Massachusetts
$1.1M +$927K +18,754 +705%
TSW
12
Thompson Siegel & Walmsley
Virginia
$980K +$7.42K +150 +0.8%
Jane Street
13
Jane Street
New York
$969K +$353K +7,150 +61%
UCFA
14
United Capital Financial Advisors
Texas
$667K – – –
Ameriprise
15
Ameriprise
Minnesota
$596K -$2.87K -58 -0.5%
HSA
16
HBK Sorce Advisory
Pennsylvania
$506K +$149K +3,010 +44%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$379K -$7.61K -154 -2%
WRM
18
Westport Resources Management
Connecticut
$362K +$349K +7,050 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$308K +$2.77K +56 +0.9%
SIA
20
Stancorp Investment Advisers
Oregon
$282K +$272K +5,496 New
FBT
21
Founders Bank & Trust
Michigan
$229K – – –
KeyBank National Association
22
KeyBank National Association
Ohio
$215K +$208K +4,200 New
Citigroup
23
Citigroup
New York
$213K +$206K +4,160 New
US Bancorp
24
US Bancorp
Minnesota
$163K +$4.45K +90 +3%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$148K +$142K +2,882 New
1
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VIOO Hedge Fund Activity: Q4 2014 in Review

31 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2014, worth a combined $50.5M — up 64% from $30.8M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new VIOO positions and 5 closed out — a net gain of 7 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Deutsche Bank, opening a new position worth an estimated $4.94M. The largest seller was Timber Hill, exiting entirely with an estimated $2.79M sold.

  • 31 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2014, up from 25 in Q3 2014.
  • Funds reported $50.5M of Vanguard S&P Small-Cap 600 ETF stock for Q4 2014, up 64% quarter-over-quarter.
  • 12 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2014 and 5 closed out, a net change of +7 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2014 was Deutsche Bank, an estimated $4.94M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2014 was Timber Hill, an estimated $2.79M sold.

Based on aggregated 13F filings for Q4 2014.