We are live on ! Find out more
VIOO icon

Vanguard S&P Small-Cap 600 ETF

116 hedge funds and large institutions have $375M invested in Vanguard S&P Small-Cap 600 ETF in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

26% more capital invested

Capital invested by funds: $298M → $375M (+$77.6M)

23% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 31

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

3% more funds holding

Funds holding: 113116 (+3)

2.06% more ownership

Funds ownership: 67.38%69.44% (+2.1%)

Holders
116
Holders Change
+3
Holders Change %
+2.65%
% of All Funds
2.51%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.13%
New
13
Increased
38
Reduced
31
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BJ
1
Brouwer & Janachowski
California
$40M +$5.71M +82,012 +17%
RGI
2
River Global Investors
United Kingdom
$27.8M +$27.6M +395,700 New
Morgan Stanley
3
Morgan Stanley
New York
$25.6M -$175K -2,514 -0.7%
SCM
4
Stordahl Capital Management
Colorado
$22.9M +$1.33M +19,094 +6%
LPL Financial
5
LPL Financial
California
$21.3M +$948K +13,608 +5%
Bank of America
6
Bank of America
North Carolina
$17.3M +$217K +3,118 +1%
Deutsche Bank
7
Deutsche Bank
Germany
$14M
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$13.8M +$348K +4,998 +3%
UBS Group
9
UBS Group
Switzerland
$13.2M -$2.97M -42,658 -18%
Ameriprise
10
Ameriprise
Minnesota
$12.3M -$8.66M -124,230 -41%
HCM
11
Hollencrest Capital Management
California
$10.3M -$10.8M -155,378 -51%
Wells Fargo
12
Wells Fargo
California
$10.1M +$2.35M +33,698 +31%
ODIJL
13
One Day In July LLC
Vermont
$9.09M +$1.98M +28,468 +28%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$8.96M -$16.3K -234 -0.2%
B
15
Bridgeworth
Alabama
$8.21M +$806K +11,566 +11%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$7.47M +$4.26M +61,186 +135%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$5.91M
GA
18
Gateway Advisory
New Jersey
$5.87M +$5.83M +83,608 New
PIMG
19
Patriot Investment Management Group
Tennessee
$5.82M +$5.78M +82,972 New
MHIC
20
Marble Harbor Investment Counsel
Massachusetts
$4.56M +$140K +2,010 +3%
Goldman Sachs
21
Goldman Sachs
New York
$4.15M +$4.12M +59,142 New
CA
22
Cetera Advisors
Colorado
$3.99M +$948K +13,610 +31%
Stifel Financial
23
Stifel Financial
Missouri
$3.94M +$2.78M +39,844 +244%
MML Investors Services
24
MML Investors Services
Massachusetts
$3.9M -$4.32M -61,958 -53%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$3.75M +$261K +3,750 +8%

VIOO Hedge Fund Activity: Q1 2019 in Review

116 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q1 2019, worth a combined $375M — up 26% from $298M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new VIOO positions and 10 closed out — a net gain of 3 holders — while 38 added to existing stakes and 31 trimmed.

The largest buyer was River Global Investors, opening a new position worth an estimated $27.6M. The largest seller was Hollencrest Capital Management, cutting an estimated $10.8M.

  • 116 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q1 2019, up from 113 in Q4 2018.
  • Funds reported $375M of Vanguard S&P Small-Cap 600 ETF stock for Q1 2019, up 26% quarter-over-quarter.
  • 13 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q1 2019 and 10 closed out, a net change of +3 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q1 2019 was River Global Investors, an estimated $27.6M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q1 2019 was Hollencrest Capital Management, an estimated $10.8M sold.

Based on aggregated 13F filings for Q1 2019.