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Vanguard S&P Small-Cap 600 ETF

64 hedge funds and large institutions have $165M invested in Vanguard S&P Small-Cap 600 ETF in 2016 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 1

140% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 10

37% more capital invested

Capital invested by funds: $121M → $165M (+$44.5M)

28% more funds holding

Funds holding: 5064 (+14)

1.79% more ownership

Funds ownership: 68.92%70.71% (+1.8%)

Holders
64
Holders Change
+14
Holders Change %
+28%
% of All Funds
1.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
24
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$21.2M +$400K +6,822 +2%
Morgan Stanley
2
Morgan Stanley
New York
$16.2M +$1.47M +25,078 +11%
Ameriprise
3
Ameriprise
Minnesota
$13.1M -$283K -4,824 -2%
BJ
4
Brouwer & Janachowski
California
$12.9M +$423K +7,214 +4%
UBS Group
5
UBS Group
Switzerland
$11.7M +$4.11M +70,142 +60%
Bank of America
6
Bank of America
North Carolina
$10.3M +$130K +2,216 +1%
Jane Street
7
Jane Street
New York
$9.39M +$5.12M +87,374 +138%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.28M +$1.6M +27,362 +23%
LPL Financial
9
LPL Financial
California
$7.58M +$3.66M +62,464 +106%
Bessemer Group
10
Bessemer Group
New Jersey
$5.88M
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$5.54M +$80.3K +1,370 +2%
Stifel Financial
12
Stifel Financial
Missouri
$4.95M +$4.67M +79,652 New
B
13
Bridgeworth
Alabama
$3.22M +$3.01M +51,412 New
Goldman Sachs
14
Goldman Sachs
New York
$3.14M -$2.93M -49,982 -50%
SG Americas Securities
15
SG Americas Securities
New York
$2.79M +$2.63M +44,828 New
MHIC
16
Marble Harbor Investment Counsel
Massachusetts
$2.29M +$35.2K +600 +2%
CA
17
Cetera Advisors
Colorado
$1.62M +$430K +7,336 +39%
FFA
18
First Foundation Advisors
California
$1.55M
AG
19
Advisor Group
Arizona
$1.54M +$1.29M +21,932 +764%
TSW
20
Thompson Siegel & Walmsley
Virginia
$1.36M
RJA
21
Raymond James & Associates
Florida
$1.35M +$36.7K +626 +3%
CT
22
Coastline Trust
Rhode Island
$1.21M -$39.3K -670 -3%
PAG
23
Private Advisory Group
Washington
$1.16M +$1.09M +18,670 New
APSP
24
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.14M +$10.1K +172 +0.9%
PAG
25
Private Advisor Group
New Jersey
$1.14M +$60.4K +1,030 +6%

VIOO Hedge Fund Activity: Q4 2016 in Review

64 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2016, worth a combined $165M — up 37% from $121M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new VIOO positions and 1 closed out — a net gain of 14 holders — while 24 added to existing stakes and 10 trimmed.

The largest buyer was Jane Street, adding an estimated $5.12M. The largest seller was Goldman Sachs, cutting an estimated $2.93M.

  • 64 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2016, up from 50 in Q3 2016.
  • Funds reported $165M of Vanguard S&P Small-Cap 600 ETF stock for Q4 2016, up 37% quarter-over-quarter.
  • 15 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2016 and 1 closed out, a net change of +14 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2016 was Jane Street, an estimated $5.12M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2016 was Goldman Sachs, an estimated $2.93M sold.

Based on aggregated 13F filings for Q4 2016.