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Vanguard S&P Small-Cap 600 ETF

130 hedge funds and large institutions have $360M invested in Vanguard S&P Small-Cap 600 ETF in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 35 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

13% more capital invested

Capital invested by funds: $320M → $360M (+$40.6M)

5.46% more ownership

Funds ownership: 71.93%77.39% (+5.5%)

3% more funds holding

Funds holding: 126130 (+4)

10% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 39

Holders
130
Holders Change
+4
Holders Change %
+3.17%
% of All Funds
2.62%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
14
Increased
35
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.8M +$2.94M +44,722 +6%
BJ
2
Brouwer & Janachowski
California
$29.5M +$161K +2,444 +0.5%
ODIJL
3
One Day In July LLC
Vermont
$22.6M +$2.59M +39,440 +13%
SC
4
Savant Capital
Illinois
$18.5M -$1.33M -20,276 -7%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$17.3M +$174K +2,648 +1%
PIMG
6
Patriot Investment Management Group
Tennessee
$16.1M +$1.85M +28,220 +13%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$14.5M -$130K -1,986 -0.9%
LPL Financial
8
LPL Financial
California
$13.6M -$2.56M -39,010 -16%
PL
9
Polianta Ltd
Jersey
$12.2M +$12.4M +188,600 New
B
10
Bridgeworth
Alabama
$11.7M -$607K -9,240 -5%
Wells Fargo
11
Wells Fargo
California
$11.5M -$506K -7,702 -4%
Bank of America
12
Bank of America
North Carolina
$10.6M -$542K -8,246 -5%
Ameriprise
13
Ameriprise
Minnesota
$10.3M -$884K -13,462 -8%
UBS Group
14
UBS Group
Switzerland
$7.44M -$1.29M -19,576 -15%
JG
15
Jefferies Group
New York
$6.46M -$6.57M -100,000 -50%
CWC
16
Carolinas Wealth Consulting
North Carolina
$6.39M -$79K -1,202 -1%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$5.99M +$3.23M +49,230 +113%
PFPT
18
Pinnacle Financial Partners (Tennessee)
Tennessee
$5.91M -$1M -15,282 -14%
CA
19
Cetera Advisors
Colorado
$4.84M +$391K +5,958 +9%
RJA
20
Raymond James & Associates
Florida
$4.22M +$513K +7,804 +14%
CIC
21
Cornercap Investment Counsel
Georgia
$3.61M +$3.68M +55,960 New
Osaic Holdings
22
Osaic Holdings
Arizona
$3.48M +$262K +3,982 +8%
SCM
23
Stordahl Capital Management
Colorado
$3.31M -$44.2K -672 -1%
DAS
24
Dynamic Advisor Solutions
Arizona
$3.02M +$178K +2,712 +6%
MHIC
25
Marble Harbor Investment Counsel
Massachusetts
$2.8M

VIOO Hedge Fund Activity: Q3 2020 in Review

130 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2020, worth a combined $360M — up 13% from $320M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VIOO positions and 9 closed out — a net gain of 5 holders — while 35 added to existing stakes and 39 trimmed.

The largest buyer was Polianta Ltd, opening a new position worth an estimated $12.4M. The largest seller was Jefferies Group, cutting an estimated $6.57M.

  • 130 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2020, up from 126 in Q2 2020.
  • Funds reported $360M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2020, up 13% quarter-over-quarter.
  • 14 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2020 and 9 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2020 was Polianta Ltd, an estimated $12.4M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2020 was Jefferies Group, an estimated $6.57M sold.

Based on aggregated 13F filings for Q3 2020.