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Vanguard S&P Small-Cap 600 ETF

84 hedge funds and large institutions have $205M invested in Vanguard S&P Small-Cap 600 ETF in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 13

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

16% more capital invested

Capital invested by funds: $176M → $205M (+$28.9M)

7.99% more ownership

Funds ownership: 47.11%55.1% (+8%)

6% more funds holding

Funds holding: 7984 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
1.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
36
Reduced
13
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$26.6M +$9.52M +138,278 +57%
Morgan Stanley
2
Morgan Stanley
New York
$21.6M -$465K -6,762 -2%
SCM
3
Stordahl Capital Management
Colorado
$20.2M +$19.9M +289,684 New
BJ
4
Brouwer & Janachowski
California
$15.2M -$140K -2,028 -0.9%
UBS Group
5
UBS Group
Switzerland
$12.2M +$952K +13,828 +9%
LPL Financial
6
LPL Financial
California
$11.9M +$741K +10,762 +7%
RGI
7
River Global Investors
United Kingdom
$9.9M -$3.84M -55,760 -28%
Bank of America
8
Bank of America
North Carolina
$8.3M -$2.86M -41,550 -26%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$8.05M +$307K +4,456 +4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$7.95M +$47.6K +692 +0.6%
Wells Fargo
11
Wells Fargo
California
$6.3M +$478K +6,944 +8%
Bessemer Group
12
Bessemer Group
New Jersey
$3.49M
GA
13
Gateway Advisory
New Jersey
$3.33M +$147K +2,138 +5%
Stifel Financial
14
Stifel Financial
Missouri
$3.1M +$374K +5,438 +14%
MHIC
15
Marble Harbor Investment Counsel
Massachusetts
$3.03M -$132K -1,920 -4%
V
16
Veritable
Delaware
$2.72M +$1.17M +16,940 +77%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.58M +$312K +4,540 +14%
CF
18
Centaurus Financial
California
$2.32M +$2.29M +33,294 New
AG
19
Advisor Group
Arizona
$1.99M +$121K +1,764 +7%
B
20
Bridgeworth
Alabama
$1.85M +$967K +14,056 +112%
RJA
21
Raymond James & Associates
Florida
$1.83M +$85.9K +1,248 +5%
FFA
22
First Foundation Advisors
California
$1.83M
SLF
23
Sun Life Financial
Ontario, Canada
$1.81M +$661K +9,600 +59%
CT
24
Coastline Trust
Rhode Island
$1.74M +$163K +2,370 +10%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.66M +$337K +4,892 +26%

VIOO Hedge Fund Activity: Q4 2017 in Review

84 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2017, worth a combined $205M — up 16% from $176M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new VIOO positions and 10 closed out — a net gain of 5 holders — while 36 added to existing stakes and 13 trimmed.

The largest buyer was Ameriprise, adding an estimated $9.52M. The largest seller was River Global Investors, cutting an estimated $3.84M.

  • 84 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2017, up from 79 in Q3 2017.
  • Funds reported $205M of Vanguard S&P Small-Cap 600 ETF stock for Q4 2017, up 16% quarter-over-quarter.
  • 15 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2017 and 10 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2017 was Ameriprise, an estimated $9.52M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2017 was River Global Investors, an estimated $3.84M sold.

Based on aggregated 13F filings for Q4 2017.