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Vanguard S&P Small-Cap 600 ETF

147 hedge funds and large institutions have $431M invested in Vanguard S&P Small-Cap 600 ETF in 2020 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 49 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

32% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 37

20% more capital invested

Capital invested by funds: $360M → $431M (+$70.9M)

13% more funds holding

Funds holding: 130147 (+17)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

5.86% less ownership

Funds ownership: 77.39%71.53% (-5.9%)

Holders
147
Holders Change
+17
Holders Change %
+13.08%
% of All Funds
2.6%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
27
Increased
49
Reduced
37
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.7M -$15.2M -201,658 -26%
BJ
2
Brouwer & Janachowski
California
$37.6M -$661K -8,748 -2%
ODIJL
3
One Day In July LLC
Vermont
$27.1M -$2.06M -27,286 -8%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$22.8M +$294K +3,894 +1%
SC
5
Savant Capital
Illinois
$22.7M -$1.19M -15,768 -6%
PIMG
6
Patriot Investment Management Group
Tennessee
$20.6M -$326K -4,312 -2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$19.6M +$681K +9,008 +4%
LPL Financial
8
LPL Financial
California
$18.5M +$692K +9,156 +4%
Wells Fargo
9
Wells Fargo
California
$16.2M +$1.06M +14,004 +8%
B
10
Bridgeworth
Alabama
$14.7M -$445K -5,880 -3%
Ameriprise
11
Ameriprise
Minnesota
$13.4M -$99.3K -1,314 -0.8%
UBS Group
12
UBS Group
Switzerland
$13.1M +$3.06M +40,448 +35%
Bank of America
13
Bank of America
North Carolina
$13M -$752K -9,950 -6%
CWC
14
Carolinas Wealth Consulting
North Carolina
$7.88M -$376K -4,974 -5%
RJA
15
Raymond James & Associates
Florida
$6.51M +$923K +12,214 +19%
CA
16
Cetera Advisors
Colorado
$6.38M +$75.8K +1,002 +1%
PFPT
17
Pinnacle Financial Partners (Tennessee)
Tennessee
$5.88M -$1.62M -21,482 -23%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$5.53M -$2.04M -26,922 -29%
DAS
19
Dynamic Advisor Solutions
Arizona
$5.43M +$1.35M +17,890 +38%
Osaic Holdings
20
Osaic Holdings
Arizona
$5.06M +$467K +6,178 +11%
SCM
21
Stordahl Capital Management
Colorado
$4.24M -$54K -714 -1%
OWM
22
Orgel Wealth Management
Wisconsin
$4.24M +$600K +7,932 +19%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$3.77M +$204K +2,694 +6%
FFN
24
Focus Financial Network
Minnesota
$3.49M +$234K +3,092 +8%
MHIC
25
Marble Harbor Investment Counsel
Massachusetts
$3.49M -$132K -1,750 -4%

VIOO Hedge Fund Activity: Q4 2020 in Review

147 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q4 2020, worth a combined $431M — up 20% from $360M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new VIOO positions and 8 closed out — a net gain of 19 holders — while 49 added to existing stakes and 37 trimmed.

The largest buyer was UBS Group, adding an estimated $3.06M. The largest seller was Morgan Stanley, cutting an estimated $15.2M.

  • 147 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q4 2020, up from 130 in Q3 2020.
  • Funds reported $431M of Vanguard S&P Small-Cap 600 ETF stock for Q4 2020, up 20% quarter-over-quarter.
  • 27 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q4 2020 and 8 closed out, a net change of +19 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q4 2020 was UBS Group, an estimated $3.06M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q4 2020 was Morgan Stanley, an estimated $15.2M sold.

Based on aggregated 13F filings for Q4 2020.