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Vanguard S&P Small-Cap 600 ETF

23 hedge funds and large institutions have $31.4M invested in Vanguard S&P Small-Cap 600 ETF in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 2423 (-1)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

14.44% less ownership

Funds ownership: 54.43%39.98% (-14%)

20% less capital invested

Capital invested by funds: $39.2M → $31.4M (-$7.8M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
7
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.17M +$565K +11,592 +8%
Morgan Stanley
2
Morgan Stanley
New York
$5.74M -$50.4K -1,034 -0.9%
TH
3
Timber Hill
Connecticut
$2.73M +$2.63M +54,018 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.57M +$2.42M +49,690 +4,501%
LPL Financial
5
LPL Financial
California
$1.87M +$132K +2,714 +8%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.85M +$84.3K +1,730 +5%
SG Americas Securities
7
SG Americas Securities
New York
$1.67M -$1.28M -26,320 -44%
U
8
UBS
Switzerland
$1.66M -$479K -9,826 -23%
TSW
9
Thompson Siegel & Walmsley
Virginia
$972K -$36.7K -754 -4%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$801K +$771K +15,822 New
Wells Fargo
11
Wells Fargo
California
$756K -$23.2K -476 -3%
Ameriprise
12
Ameriprise
Minnesota
$589K +$19K +390 +3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$397K -$25.8K -530 -6%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$313K +$140K +2,876 +87%
HSA
15
HBK Sorce Advisory
Pennsylvania
$298K
FBT
16
Founders Bank & Trust
Michigan
$226K
KeyBank National Association
17
KeyBank National Association
Ohio
$213K +$205K +4,200 New
US Bancorp
18
US Bancorp
Minnesota
$156K -$9.75K -200 -6%
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$146K
MFS
20
MSI Financial Services
Massachusetts
$128K +$25.8K +530 +27%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$77K -$81.8K -1,678 -52%
BRWA
22
B. Riley Wealth Advisors
Florida
$18.2K +$17.5K +360 New
AIG
23
American International Group
New York
$15.7K
PSW
24
Portfolio Strategies (Washington)
Washington
-$7.8M -157,082 Closed
Deutsche Bank
25
Deutsche Bank
Germany
-$4.96M -100,000 Closed

VIOO Hedge Fund Activity: Q2 2014 in Review

23 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q2 2014, worth a combined $31.4M — down 20% from $39.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of VIOO and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 7 added.

The largest buyer was Timber Hill, opening a new position worth an estimated $2.63M. The largest seller was Portfolio Strategies (Washington), exiting entirely with an estimated $7.8M sold.

  • 23 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q2 2014, down from 24 in Q1 2014.
  • Funds reported $31.4M of Vanguard S&P Small-Cap 600 ETF stock for Q2 2014, down 20% quarter-over-quarter.
  • 4 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q2 2014 and 5 closed out, a net change of -1 holder.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q2 2014 was Timber Hill, an estimated $2.63M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q2 2014 was Portfolio Strategies (Washington), an estimated $7.8M sold.

Based on aggregated 13F filings for Q2 2014.