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Vanguard S&P Small-Cap 600 ETF

74 hedge funds and large institutions have $195M invested in Vanguard S&P Small-Cap 600 ETF in 2017 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

107% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 14

18% more capital invested

Capital invested by funds: $165M → $195M (+$30.1M)

16% more funds holding

Funds holding: 6474 (+10)

5.55% less ownership

Funds ownership: 70.71%65.16% (-5.5%)

Holders
74
Holders Change
+10
Holders Change %
+15.63%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
29
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$21.7M +$311K +4,980 +1%
Morgan Stanley
2
Morgan Stanley
New York
$21.2M +$4.86M +77,902 +30%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$16.5M +$7.12M +114,118 +77%
Bank of America
4
Bank of America
North Carolina
$13.8M +$3.34M +53,526 +32%
BJ
5
Brouwer & Janachowski
California
$13.4M +$352K +5,644 +3%
RGI
6
River Global Investors
United Kingdom
$13.1M +$13M +208,050 New
UBS Group
7
UBS Group
Switzerland
$10.2M -$1.6M -25,660 -14%
LPL Financial
8
LPL Financial
California
$8.54M +$1.09M +17,406 +14%
GA
9
Geneva Advisors
Illinois
$7.76M +$7.72M +123,620 New
Ameriprise
10
Ameriprise
Minnesota
$7.24M -$5.96M -95,452 -45%
Jane Street
11
Jane Street
New York
$7.17M -$2.3M -36,836 -24%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$5.9M +$313K +5,008 +6%
Stifel Financial
13
Stifel Financial
Missouri
$5.26M +$225K +3,608 +5%
SG Americas Securities
14
SG Americas Securities
New York
$3.92M +$1.1M +17,664 +39%
Bessemer Group
15
Bessemer Group
New Jersey
$3.58M -$2.34M -37,400 -40%
B
16
Bridgeworth
Alabama
$2.96M -$211K -3,374 -7%
CA
17
Cetera Advisors
Colorado
$2.68M +$1.01M +16,170 +62%
MHIC
18
Marble Harbor Investment Counsel
Massachusetts
$2.26M -$42.5K -680 -2%
GA
19
Gateway Advisory
New Jersey
$2.1M +$2.13M +34,036 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.67M +$573K +9,170 +53%
FFA
21
First Foundation Advisors
California
$1.57M
AG
22
Advisor Group
Arizona
$1.48M -$80.2K -1,284 -5%
RJA
23
Raymond James & Associates
Florida
$1.46M +$102K +1,640 +8%
PAG
24
Private Advisor Group
New Jersey
$1.43M +$330K +5,280 +29%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.39M +$749K +11,996 +119%

VIOO Hedge Fund Activity: Q1 2017 in Review

74 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q1 2017, worth a combined $195M — up 18% from $165M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new VIOO positions and 6 closed out — a net gain of 11 holders — while 29 added to existing stakes and 14 trimmed.

The largest buyer was River Global Investors, opening a new position worth an estimated $13M. The largest seller was Ameriprise, cutting an estimated $5.96M.

  • 74 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q1 2017, up from 64 in Q4 2016.
  • Funds reported $195M of Vanguard S&P Small-Cap 600 ETF stock for Q1 2017, up 18% quarter-over-quarter.
  • 17 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q1 2017 and 6 closed out, a net change of +11 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q1 2017 was River Global Investors, an estimated $13M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q1 2017 was Ameriprise, an estimated $5.96M sold.

Based on aggregated 13F filings for Q1 2017.