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Vanguard S&P Small-Cap 600 ETF

79 hedge funds and large institutions have $176M invested in Vanguard S&P Small-Cap 600 ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

1% more funds holding

Funds holding: 7879 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less capital invested

Capital invested by funds: $195M → $176M (-$19M)

10.3% less ownership

Funds ownership: 57.42%47.11% (-10%)

12% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 25

Holders
79
Holders Change
+1
Holders Change %
+1.28%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
22
Reduced
25
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.5M +$174K +2,728 +0.9%
Ameriprise
2
Ameriprise
Minnesota
$16.4M -$303K -4,738 -2%
BJ
3
Brouwer & Janachowski
California
$14.9M +$117K +1,840 +0.8%
RGI
4
River Global Investors
United Kingdom
$13.4M
UBS Group
5
UBS Group
Switzerland
$11M +$27.8K +436 +0.3%
Bank of America
6
Bank of America
North Carolina
$10.9M +$4.2M +65,818 +69%
LPL Financial
7
LPL Financial
California
$10.8M +$59.1K +926 +0.6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.69M -$7.15M -111,930 -50%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$7.53M +$350K +5,480 +5%
Wells Fargo
10
Wells Fargo
California
$5.66M -$17.3M -271,658 -76%
Bessemer Group
11
Bessemer Group
New Jersey
$3.4M
CA
12
Cetera Advisors
Colorado
$3.21M +$106K +1,660 +4%
GA
13
Gateway Advisory
New Jersey
$3.1M +$184K +2,884 +7%
MHIC
14
Marble Harbor Investment Counsel
Massachusetts
$3.06M +$556K +8,700 +24%
TH
15
Timber Hill
Connecticut
$2.71M +$2.33M +36,492 +1,074%
TSS
16
Two Sigma Securities
New York
$2.66M +$2.5M +39,200 New
Stifel Financial
17
Stifel Financial
Missouri
$2.65M +$2.49M +39,040 New
MML Investors Services
18
MML Investors Services
Massachusetts
$2.21M +$534K +8,368 +35%
AG
19
Advisor Group
Arizona
$1.82M +$59.5K +932 +4%
FFA
20
First Foundation Advisors
California
$1.78M
RJA
21
Raymond James & Associates
Florida
$1.69M -$80K -1,252 -5%
CT
22
Coastline Trust
Rhode Island
$1.53M +$209K +3,280 +17%
V
23
Veritable
Delaware
$1.5M +$963K +15,088 +215%
PAG
24
Private Advisor Group
New Jersey
$1.48M -$325K -5,090 -19%
TSW
25
Thompson Siegel & Walmsley
Virginia
$1.46M

VIOO Hedge Fund Activity: Q3 2017 in Review

79 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2017, worth a combined $176M — down 9.7% from $195M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VIOO positions and 4 closed out — a net gain of 3 holders — while 22 added to existing stakes and 25 trimmed.

The largest buyer was Bank of America, adding an estimated $4.2M. The largest seller was Wells Fargo, cutting an estimated $17.3M.

  • 79 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2017, up from 78 in Q2 2017.
  • Funds reported $176M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2017, down 9.7% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2017 and 4 closed out, a net change of +3 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2017 was Bank of America, an estimated $4.2M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2017 was Wells Fargo, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2017.