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Vanguard S&P Small-Cap 600 ETF

255 hedge funds and large institutions have $965M invested in Vanguard S&P Small-Cap 600 ETF in 2023 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 77 increasing their positions, 68 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 18

13% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 68

2% more funds holding

Funds holding: 249255 (+6)

1.12% more ownership

Funds ownership: 43.98%45.1% (+1.1%)

2% more capital invested

Capital invested by funds: $947M → $965M (+$17.9M)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
255
Holders Change
+6
Holders Change %
+2.41%
% of All Funds
4.05%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.14%
New
24
Increased
77
Reduced
68
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OWM
1
Orgel Wealth Management
Wisconsin
$164M +$47.1M +511,600 +37%
Bank of America
2
Bank of America
North Carolina
$120M +$33.3M +361,870 +36%
Morgan Stanley
3
Morgan Stanley
New York
$55.4M -$6.64M -72,053 -10%
Osaic Holdings
4
Osaic Holdings
Arizona
$42.8M +$17.1M +185,426 +61%
BWM
5
Baystate Wealth Management
Massachusetts
$31.6M +$1.65M +17,916 +5%
LPL Financial
6
LPL Financial
California
$31M +$749K +8,130 +2%
Wells Fargo
7
Wells Fargo
California
$28.4M +$1.77M +19,181 +6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$26.6M +$551K +5,985 +2%
ODIJL
9
One Day In July LLC
Vermont
$25.5M +$105K +1,138 +0.4%
Ameriprise
10
Ameriprise
Minnesota
$25M -$10.7M -116,354 -29%
SC
11
Savant Capital
Illinois
$22.6M -$324K -3,517 -1%
UBS Group
12
UBS Group
Switzerland
$17M +$169K +1,831 +1%
CAN
13
Cetera Advisor Networks
California
$16.1M +$12.3M +133,840 +265%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$15.8M +$3.42M +37,086 +26%
PIMG
15
Patriot Investment Management Group
Tennessee
$14.8M -$5.32M -57,719 -25%
WWM
16
Wiser Wealth Management
Georgia
$14.3M +$751K +8,149 +5%
RJA
17
Raymond James & Associates
Florida
$13M -$90.4K -981 -0.7%
CWC
18
Carolinas Wealth Consulting
North Carolina
$11.3M -$1.22M -13,191 -9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$9.88M +$2.26M +24,538 +28%
ONB
20
Old National Bancorp
Indiana
$9.11M -$1.49M -16,180 -13%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$8.58M +$322K +3,497 +4%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$7.59M -$179K -1,938 -2%
MML Investors Services
23
MML Investors Services
Massachusetts
$7.39M +$226K +2,455 +3%
PFPT
24
Pinnacle Financial Partners (Tennessee)
Tennessee
$7.34M -$193K -2,094 -2%
CA
25
CoreCap Advisors
Michigan
$7.15M +$276K +2,992 +4%

VIOO Hedge Fund Activity: Q3 2023 in Review

255 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2023, worth a combined $965M — up 1.9% from $947M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new VIOO positions and 18 closed out — a net gain of 6 holders — while 77 added to existing stakes and 68 trimmed.

The largest buyer was Orgel Wealth Management, adding an estimated $47.1M. The largest seller was Cerity Partners, cutting an estimated $42.8M.

  • 255 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2023, up from 249 in Q2 2023.
  • Funds reported $965M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2023, up 1.9% quarter-over-quarter.
  • 24 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2023 and 18 closed out, a net change of +6 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2023 was Orgel Wealth Management, an estimated $47.1M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2023 was Cerity Partners, an estimated $42.8M sold.

Based on aggregated 13F filings for Q3 2023.