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Vanguard S&P Small-Cap 600 ETF

78 hedge funds and large institutions have $195M invested in Vanguard S&P Small-Cap 600 ETF in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

5% more funds holding

Funds holding: 7478 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $195M → $195M (-$683K)

7.74% less ownership

Funds ownership: 65.16%57.42% (-7.7%)

Holders
78
Holders Change
+4
Holders Change %
+5.41%
% of All Funds
1.94%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
27
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$22.7M +$614K +9,766 +3%
Morgan Stanley
2
Morgan Stanley
New York
$20.1M -$1.47M -23,380 -7%
Ameriprise
3
Ameriprise
Minnesota
$15.8M +$8.33M +132,444 +115%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$14.4M -$2.37M -37,698 -14%
BJ
5
Brouwer & Janachowski
California
$13.9M +$285K +4,530 +2%
RGI
6
River Global Investors
United Kingdom
$12.6M -$644K -10,244 -5%
UBS Group
7
UBS Group
Switzerland
$10.3M -$36.7K -584 -0.4%
LPL Financial
8
LPL Financial
California
$10.1M +$1.25M +19,822 +14%
GA
9
Geneva Advisors
Illinois
$7.9M
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$6.75M +$728K +11,574 +12%
Bank of America
11
Bank of America
North Carolina
$6.06M -$7.85M -124,750 -57%
Jane Street
12
Jane Street
New York
$4.03M -$3.21M -51,094 -45%
B
13
Bridgeworth
Alabama
$3.29M +$229K +3,640 +8%
Bessemer Group
14
Bessemer Group
New Jersey
$3.2M -$434K -6,896 -12%
CA
15
Cetera Advisors
Colorado
$2.93M +$204K +3,240 +8%
GA
16
Gateway Advisory
New Jersey
$2.74M +$553K +8,798 +26%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$2.66M +$2.3M +36,510 +706%
MHIC
18
Marble Harbor Investment Counsel
Massachusetts
$2.34M +$38.4K +610 +2%
PAG
19
Private Advisor Group
New Jersey
$1.7M +$209K +3,330 +14%
RJA
20
Raymond James & Associates
Florida
$1.68M +$184K +2,930 +13%
FFA
21
First Foundation Advisors
California
$1.68M +$78.7K +1,252 +5%
AG
22
Advisor Group
Arizona
$1.65M +$148K +2,350 +10%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.54M +$1.52M +24,166 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.44M -$250K -3,982 -15%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.38M -$26.7K -424 -2%

VIOO Hedge Fund Activity: Q2 2017 in Review

78 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q2 2017, worth a combined $195M — down 0.35% from $195M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new VIOO positions and 4 closed out — a net gain of 5 holders — while 27 added to existing stakes and 19 trimmed.

The largest buyer was Ameriprise, adding an estimated $8.33M. The largest seller was Bank of America, cutting an estimated $7.85M.

  • 78 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q2 2017, up from 74 in Q1 2017.
  • Funds reported $195M of Vanguard S&P Small-Cap 600 ETF stock for Q2 2017, down 0.35% quarter-over-quarter.
  • 9 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q2 2017 and 4 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q2 2017 was Ameriprise, an estimated $8.33M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q2 2017 was Bank of America, an estimated $7.85M sold.

Based on aggregated 13F filings for Q2 2017.