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Vanguard S&P Small-Cap 600 ETF

50 hedge funds and large institutions have $121M invested in Vanguard S&P Small-Cap 600 ETF in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 10

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

44% more capital invested

Capital invested by funds: $83.8M → $121M (+$36.7M)

7.43% more ownership

Funds ownership: 61.49%68.92% (+7.4%)

6% more funds holding

Funds holding: 4750 (+3)

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
23
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.8M +$600K +10,826 +3%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M +$6.03M +108,764 +86%
Ameriprise
3
Ameriprise
Minnesota
$12.2M +$3.33M +60,166 +39%
BJ
4
Brouwer & Janachowski
California
$11.3M +$2.71M +48,876 +32%
Bank of America
5
Bank of America
North Carolina
$9.25M +$3.85M +69,458 +74%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6.86M +$72.5K +1,308 +1%
UBS Group
7
UBS Group
Switzerland
$6.64M +$1.07M +19,292 +20%
Goldman Sachs
8
Goldman Sachs
New York
$5.67M +$5.56M +100,390 New
Bessemer Group
9
Bessemer Group
New Jersey
$5.33M +$2.44M +44,000 +87%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.95M -$59.7K -1,078 -1%
Jane Street
11
Jane Street
New York
$3.59M +$3.52M +63,544 New
LPL Financial
12
LPL Financial
California
$3.29M -$19.3K -348 -0.6%
MHIC
13
Marble Harbor Investment Counsel
Massachusetts
$2.04M +$40.5K +730 +2%
FFA
14
First Foundation Advisors
California
$1.41M
TSW
15
Thompson Siegel & Walmsley
Virginia
$1.23M
RJA
16
Raymond James & Associates
Florida
$1.19M +$427K +7,708 +58%
CT
17
Coastline Trust
Rhode Island
$1.13M +$213K +3,840 +24%
CA
18
Cetera Advisors
Colorado
$1.06M +$203K +3,670 +24%
APSP
19
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.02M
PAG
20
Private Advisor Group
New Jersey
$961K -$573K -10,334 -38%
UCFA
21
United Capital Financial Advisors
Texas
$953K -$88.1K -1,590 -9%
MFS
22
MSI Financial Services
Massachusetts
$900K +$224K +4,040 +34%
CAN
23
Cetera Advisor Networks
California
$823K +$349K +6,300 +76%
TH
24
Timber Hill
Connecticut
$820K +$805K +14,526 New
ZCA
25
Zeke Capital Advisors
Pennsylvania
$727K

VIOO Hedge Fund Activity: Q3 2016 in Review

50 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 ETF (VIOO) for Q3 2016, worth a combined $121M — up 44% from $83.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new VIOO positions and 4 closed out — a net gain of 3 holders — while 23 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.03M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.83M sold.

  • 50 institutional investors held Vanguard S&P Small-Cap 600 ETF (VIOO) as of Q3 2016, up from 47 in Q2 2016.
  • Funds reported $121M of Vanguard S&P Small-Cap 600 ETF stock for Q3 2016, up 44% quarter-over-quarter.
  • 7 funds opened new Vanguard S&P Small-Cap 600 ETF positions in Q3 2016 and 4 closed out, a net change of +3 holders.
  • The largest Vanguard S&P Small-Cap 600 ETF buyer in Q3 2016 was Morgan Stanley, an estimated $6.03M added.
  • The largest Vanguard S&P Small-Cap 600 ETF seller in Q3 2016 was Susquehanna International Group, an estimated $1.83M sold.

Based on aggregated 13F filings for Q3 2016.