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UBS’s Vanguard S&P Small-Cap 600 ETF VIOO Stock Holding History

UBS’s Portfolio VIOO Stock Details VIOO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.05M Buy
43,262
+10,444
+32% +$514K ﹤0.01% 2893
2014
Q2 		$1.66M Sell
32,818
-9,826
-23% -$479K ﹤0.01% 3055
2014
Q1 		$2.12M Buy
42,644
+7,822
+22% +$380K ﹤0.01% 2735
2013
Q4 		$1.71M Buy
34,822
+2,196
+7% +$104K ﹤0.01% 2963
2013
Q3 		$1.47M Buy
32,626
+8,676
+36% +$378K ﹤0.01% 2913
2013
Q2 		$977K Buy
+23,950
New +$955K ﹤0.01% 3373

Other funds holding VIOO

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TH
Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
TSW
Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's VIOO Position: Q3 2014 in Review

UBS increased its Vanguard S&P Small-Cap 600 ETF (VIOO) stake by 32% in Q3 2014, buying an estimated $514K and bringing the position to 43,262 shares worth $2.05M. The position accounts for ﹤0.01% of the portfolio, ranked #2893.

UBS first reported a position in VIOO in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.12M in Q1 2014. 25 funds tracked by Wall St. Rank hold VIOO as of Q3 2014.

  • UBS held 43,262 shares of Vanguard S&P Small-Cap 600 ETF worth $2.05M as of Q3 2014.
  • UBS bought 10,444 Vanguard S&P Small-Cap 600 ETF shares in Q3 2014, an estimated $514K.
  • Vanguard S&P Small-Cap 600 ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2893 holding.
  • UBS first reported a position in Vanguard S&P Small-Cap 600 ETF in Q2 2013 and has held it in 6 quarters since.
  • UBS's Vanguard S&P Small-Cap 600 ETF position peaked at $2.12M in Q1 2014.
  • 25 funds tracked by Wall St. Rank held Vanguard S&P Small-Cap 600 ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.