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Vanguard S&P Small-Cap 600 ETF
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Overview Fund Activity

25 hedge funds and large institutions have $30.8M invested in Vanguard S&P Small-Cap 600 ETF in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.19M
2
UCFA
2
United Capital Financial Advisors
Texas
$615K
3
Jane Street
3
Jane Street
New York
$556K
4
U
4
UBS
Switzerland
$2.05M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.99M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.3M
2
Bank of America
2
Bank of America
North Carolina
$7.24M
3
SG Americas Securities
3
SG Americas Securities
New York
$1.25M
4
KeyBank National Association
4
KeyBank National Association
Ohio
$0
5
CAPTRUST Financial Advisors
5
CAPTRUST Financial Advisors
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
KeyBank National Association
26
KeyBank National Association
Ohio
– – -2,100 Closed
CAPTRUST Financial Advisors
27
CAPTRUST Financial Advisors
North Carolina
– – -1,441 Closed
BRWA
28
B. Riley Wealth Advisors
Florida
– – -180 Closed
1
2