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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Buckingham Strategic Wealth
26
Buckingham Strategic Wealth
Missouri
$331K +$349K +13,705 New
HT
27
HighTower Trust
Texas
$318K – – –
Stephens Inc
28
Stephens Inc
Arkansas
$287K +$303K +11,900 New
AE Wealth Management
29
AE Wealth Management
Kansas
$272K -$71.4K -2,809 -20%
LI
30
LVZ Inc
Michigan
$269K -$3.05K -120 -1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$256K -$14.4K -568 -5%
TSS
32
Two Sigma Securities
New York
$243K +$256K +10,049 New
Simplicity Solutions
33
Simplicity Solutions
Minnesota
$242K -$103K -4,057 -29%
Chicago Partners Investment Group
34
Chicago Partners Investment Group
Illinois
$227K +$203 +8 +0.1%
NFG
35
Next Financial Group
Texas
$221K -$184K -7,250 -44%
IWP
36
IAG Wealth Partners
Wisconsin
$219K -$22.4K -880 -9%
Geneos Wealth Management
37
Geneos Wealth Management
Colorado
$149K – – –
TPWA
38
TRUE Private Wealth Advisors
Oregon
$113K +$18.6K +733 +19%
Arkadios Wealth Advisors
39
Arkadios Wealth Advisors
Georgia
$49.1K +$49.1K +1,929 +1,820%
Morgan Stanley
40
Morgan Stanley
New York
$5K -$12.2K -480 -69%
APWM
41
Atlas Private Wealth Management
New York
$4K – – –
UBS Group
42
UBS Group
Switzerland
$3K +$3.61K +142 New
Independent Advisor Alliance
43
Independent Advisor Alliance
North Carolina
– -$7.95M -307,258 Closed
SS
44
Sunbelt Securities
Texas
– -$708K -27,363 Closed
GIA
45
Gladstone Institutional Advisory
Florida
– -$366K -14,137 Closed
JWCA
46
J.W. Cole Advisors
Florida
– -$305K -11,788 Closed
QAM
47
Q3 Asset Management
Michigan
– -$294K -11,379 Closed
WAS
48
Wealth Advisory Solutions
Indiana
– -$235K -9,109 Closed
Brinker Capital Investments
49
Brinker Capital Investments
Pennsylvania
– -$161K -6,216 Closed
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
– -$50K -1,917 Closed