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First Trust Smith Unconstrained Bond ETF
UCON

171 hedge funds and large institutions have $1.02B invested in First Trust Smith Unconstrained Bond ETF in 2022 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 77 increasing their positions, 56 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

38% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 13 → 17 (+4)

14% more capital invested

Capital invested by funds: $895M → $1.02B (+$127M)

7% more funds holding

Funds holding: 160 → 171 (+11)

6.02% more ownership

Funds ownership: 74.6% → 80.61% (+6%)

Holders
171
Holders Change
+11
Holders Change %
+6.88%
% of All Funds
2.95%
Holding in Top 10
17
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+30.77%
% of All Funds
0.29%
New
20
Increased
77
Reduced
56
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CW
Connectus Wealth
Ohio
+$33.8M
2
Morgan Stanley
Morgan Stanley
New York
+$32.1M
3
Truist Financial
Truist Financial
North Carolina
+$16M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$14M
5
UBS Group
UBS Group
Switzerland
+$9.74M

Top Sellers

Rank Fund Capital Flow
1
FPF
First Pacific Financial
Washington
-$9.89M
2
MAM
Madison Asset Management
Wisconsin
-$7.23M
3
Bank of America
Bank of America
North Carolina
-$5.94M
4
First Trust Advisors
First Trust Advisors
Illinois
-$2.99M
5
FHC
First Heartland Consultants
Missouri
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
ECA
51
Elevated Capital Advisors
Utah
$4.37M +$4.52M +183,494 New
GPWA
52
Great Point Wealth Advisors
Massachusetts
$4.31M +$4.46M +181,094 New
IA
53
IFP Advisors
Florida
$4.26M +$912K +37,048 +28%
RIA
54
Regal Investment Advisors
Michigan
$4.17M -$10.6K -430 -0.2%
WWM
55
Western Wealth Management
Colorado
$3.91M +$354K +14,389 +10%
Mariner
56
Mariner
Kansas
$3.78M +$385K +15,647 +11%
AWM
57
AE Wealth Management
Kansas
$3.49M -$425K -17,279 -11%
SCA
58
Snowden Capital Advisors
New York
$3.31M -$139K -5,665 -4%
Stifel Financial
59
Stifel Financial
Missouri
$3.29M +$114K +4,642 +3%
SPIA
60
Steward Partners Investment Advisory
New York
$3.24M +$97.8K +3,971 +3%
NCM
61
Northwest Capital Management
Oregon
$3.11M -$1.08M -43,849 -25%
LCWP
62
Legacy Capital Wealth Partners
Arkansas
$2.91M -$93.2K -3,787 -3%
EIG
63
Ellenbecker Investment Group
Wisconsin
$2.91M +$855K +34,732 +40%
KWM
64
Kingsview Wealth Management
Oregon
$2.88M +$2.21M +89,588 +287%
MWM
65
MBE Wealth Management
Wisconsin
$2.67M -$35.7K -1,451 -1%
AWA
66
Alta Wealth Advisors
Massachusetts
$2.52M – – –
BAWC
67
Boyce & Associates Wealth Consulting
Texas
$2.49M +$143K +5,811 +6%
DT
68
Daniels + Tansey
Delaware
$2.47M -$252K -10,231 -9%
OBWG
69
Onyx Bridge Wealth Group
New York
$2.46M +$2.54M +103,156 New
CCFM
70
Clear Creek Financial Management
Washington
$2.41M -$22K -894 -0.9%
Cetera Investment Advisers
71
Cetera Investment Advisers
Illinois
$2.36M -$33.8K -1,372 -1%
WSTAM
72
Wilbanks Smith & Thomas Asset Management
Virginia
$2.24M -$115K -4,660 -5%
GWM
73
Geneos Wealth Management
Colorado
$2.03M +$1.94M +78,628 +1,215%
GIA
74
Gladstone Institutional Advisory
Florida
$2M +$992K +40,275 +92%
QAM
75
Q3 Asset Management
Michigan
$1.93M +$1.99M +80,815 New
1 2
3
4 5

UCON Hedge Fund Activity: Q3 2022 in Review

171 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q3 2022, worth a combined $1.02B — up 14% from $895M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new UCON positions and 7 closed out — a net gain of 13 holders — while 77 added to existing stakes and 56 trimmed.

The largest buyer was Connectus Wealth, opening a new position worth an estimated $33.8M. The largest seller was First Pacific Financial, cutting an estimated $9.89M.

  • 171 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q3 2022, up from 160 in Q2 2022.
  • Funds reported $1.02B of First Trust Smith Unconstrained Bond ETF stock for Q3 2022, up 14% quarter-over-quarter.
  • 20 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q3 2022 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q3 2022 was Connectus Wealth, an estimated $33.8M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q3 2022 was First Pacific Financial, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2022.