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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

68 hedge funds and large institutions have $228M invested in First Trust Smith Unconstrained Bond ETF in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 32 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
68
Holders Change
+11
Holders Change %
+19.3%
% of All Funds
1.2%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
32
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JWM
1
Janiczek Wealth Management
Colorado
$14.5M
2
AWM
2
AE Wealth Management
Kansas
$6.3M
3
QA
3
Quantitative Advantage
Minnesota
$5.04M
4
FHC
4
First Heartland Consultants
Missouri
$4.99M
5
HSA
5
HBK Sorce Advisory
Pennsylvania
$9.3M

Top Sellers

1
AI
1
Atria Investments
North Carolina
$7.32M
2
LPL Financial
2
LPL Financial
California
$44.7M
3
PFS
3
Prospera Financial Services
Texas
$802K
4
VR
4
Viridian RIA
Washington
$418K
5
MSFS
5
Main Street Financial Solutions
Pennsylvania
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
51
Private Advisor Group
New Jersey
$386K 14,483 +4,167 +40%
KAS
52
Kestra Advisory Services
Texas
$303K 11,391 +634 +6%
GIA
53
Gladstone Institutional Advisory
Florida
$264K 9,910 +784 +9%
IAP
54
Indie Asset Partners
Indiana
$256K 9,600 +9,600 New
WWM
55
Western Wealth Management
Colorado
$247K 9,285 +9,285 New
CA
56
Claro Advisors
Massachusetts
$232K 8,731 -1,720 -16%
GWM
57
Geneos Wealth Management
Colorado
$228K 8,565 – –
IAA
58
Independent Advisor Alliance
North Carolina
$213K 7,998 +47 +0.6%
SPIA
59
Steward Partners Investment Advisory
New York
$189K 7,115 +7,115 New
APA
60
American Portfolios Advisors
New York
$169K 6,339 +5,741 +960%
AIC
61
Ameritas Investment Company
Nebraska
$136K 5,101 -11,472 -69%
IA
62
IFP Advisors
Florida
$92K 3,476 +1,884 +118%
BFEC
63
Benjamin F. Edwards & Company
Missouri
$87K 3,274 – –
IWP
64
IAG Wealth Partners
Wisconsin
$81K 3,020 -1,200 -28%
SWM
65
Spire Wealth Management
Virginia
$40K 1,502 +1,502 New
Wells Fargo
66
Wells Fargo
California
$31K 1,158 -2 -0.2%
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$16K 600 +600 New
UBS Group
68
UBS Group
Switzerland
$15K 576 +576 New
Morgan Stanley
69
Morgan Stanley
New York
$6K 214 -390 -65%
RIA
70
Regal Investment Advisors
Michigan
– – -12,558 Closed
CFP
71
Curran Financial Partners
South Carolina
– – -7,843 Closed
TPWA
72
TRUE Private Wealth Advisors
Oregon
– – -6,398 Closed
CFGS
73
Concourse Financial Group Securities
Alabama
– – – –
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