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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

57 hedge funds and large institutions have $175M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+16
Holders Change %
+39.02%
% of All Funds
1.01%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
18
Increased
25
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HSA
HBK Sorce Advisory
Pennsylvania
+$4.86M
2
AWA
Arkadios Wealth Advisors
Georgia
+$3.74M
3
DWM
Darwin Wealth Management
Florida
+$3.7M
4
LPL Financial
LPL Financial
California
+$2.38M
5
CPIG
Chicago Partners Investment Group
Illinois
+$1.9M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$4.43M
2
Jane Street
Jane Street
New York
-$1.52M
3
AI
Atria Investments
North Carolina
-$1.28M
4
Stifel Financial
Stifel Financial
Missouri
-$601K
5
WA
WESPAC Advisors
California
-$305K
Name Holding Trade Value Shares
Change 		Shares
Change %
HAS
26
HBW Advisory Services
California
$765K +$81.8K +3,064 +12%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$764K +$412K +15,455 +117%
MHS
28
M Holdings Securities
Oregon
$708K -$76.2K -2,854 -10%
GWA
29
GGM Wealth Advisors
Maryland
$662K +$662K +24,845 New
UCFA
30
United Capital Financial Advisors
Texas
$651K -$22.6K -845 -3%
SW
31
SteelPeak Wealth
California
$650K +$267 +10 +0%
SMF
32
Sterling Manor Financial
New York
$643K +$643K +24,100 New
LI
33
LVZ Inc
Michigan
$642K +$216K +8,089 +51%
VR
34
Viridian RIA
Washington
$527K -$83.3K -3,119 -14%
JWCA
35
J.W. Cole Advisors
Florida
$510K +$510K +19,113 New
RJA
36
Raymond James & Associates
Florida
$505K +$505K +18,936 New
FHC
37
First Heartland Consultants
Missouri
$502K +$15.2K +569 +3%
HT
38
HighTower Trust
Texas
$451K +$48.3K +1,811 +12%
AIC
39
Ameritas Investment Company
Nebraska
$442K +$442K +16,573 New
BCI
40
Brinker Capital Investments
Pennsylvania
$434K – – –
NFG
41
Next Financial Group
Texas
$392K +$319K +11,944 +436%
SWP
42
Stratos Wealth Partners
Ohio
$337K +$26.7K +1,000 +9%
RIA
43
Regal Investment Advisors
Michigan
$335K +$335K +12,558 New
KAS
44
Kestra Advisory Services
Texas
$287K +$454 +17 +0.2%
CA
45
Claro Advisors
Massachusetts
$279K -$96.7K -3,621 -26%
PAG
46
Private Advisor Group
New Jersey
$275K +$275K +10,316 New
GIA
47
Gladstone Institutional Advisory
Florida
$243K +$243K +9,126 New
GWM
48
Geneos Wealth Management
Colorado
$227K -$21.2K -800 -9%
IAA
49
Independent Advisor Alliance
North Carolina
$212K +$212K +7,951 New
CFP
50
Curran Financial Partners
South Carolina
$209K +$209K +7,843 New
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