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SOR

Source Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$225K +$25.7K +634 +13%
FAIM
27
Financial Advocates Investment Management
Washington
$201K +$200K +4,933 New
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$146K -$19.6K -485 -12%
DZ Bank
29
DZ Bank
Germany
$82K +$81.4K +2,010 New
SPIA
30
Steward Partners Investment Advisory
New York
$81K +$81K +2,000 New
Citigroup
31
Citigroup
New York
$73K +$202 +5 +0.3%
RFC
32
Regions Financial Corp
Alabama
$62K +$61.4K +1,516 New
CAL
33
Capital Advisors Ltd
Ohio
$60K
KTC
34
Kistler-Tiffany Companies
Pennsylvania
$55K
MSA
35
Marino Stram & Associates
Massachusetts
$37K +$37.1K +916 New
CB
36
Community Bank
New York
$11K
IA
37
IFP Advisors
Florida
$11K
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$10K -$18.5K -456 -66%
First Manhattan
39
First Manhattan
New York
$10K
SWM
40
SeaCrest Wealth Management
New York
$9K +$8.5K +210 New
GWM
41
Geneos Wealth Management
Colorado
$4K
FMB
42
Field & Main Bank
Kentucky
$4K +$4.05K +100 New
AG
43
Advisor Group
Arizona
$3K
MRCM
44
M&R Capital Management
New Jersey
$2K -$40K -987 -94%
JFGIW
45
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K
LNB
46
Ledyard National Bank
$2K +$2.02K +50 New
GRP
47
Global Retirement Partners
California
$1K
RFA
48
Reilly Financial Advisors
California
$1K
MIG
49
Mariner Investment Group
New York
-$785K -19,511 Closed
CRC
50
Curi RMB Capital
Illinois
-$437K -10,854 Closed