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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
101
Advisornet Financial
Minnesota
$4.41K – – –
National Bank of Canada
102
National Bank of Canada
Quebec, Canada
$4.38K – – –
RI
103
Ridgewood Investments
New Jersey
$4.01K – – –
DWM
104
Darwin Wealth Management
Florida
$3.48K – – –
FFA
105
Farther Finance Advisors
California
$2.41K – – –
GIA
106
GHP Investment Advisors
Colorado
$2.05K +$1.97K +153 New
AAG
107
Armstrong Advisory Group
Massachusetts
$1.79K +$1.73K +134 New
AA
108
Ancora Advisors
Ohio
$1.69K – – –
WPA
109
Wealth Preservation Advisors
Tennessee
$361 – – –
SIS
110
Sound Income Strategies
Florida
$80 – – –
TPCW
111
TD Private Client Wealth
New York
$12 – – –
AWS
112
Atria Wealth Solutions
New York
– -$1.63M -123,605 Closed
MC
113
Matisse Capital
Oregon
– -$1.51M -115,000 Closed
ARC
114
Advisor Resource Council
Texas
– -$841K -63,924 Closed
TVAMP
115
Tennessee Valley Asset Management Partners
Tennessee
– -$483K -36,683 Closed
IA
116
IFG Advisory
Georgia
– -$265K -20,123 Closed
CIA
117
Capital Investment Advisors
Georgia
– -$133K -10,088 Closed
AG
118
AmeriFlex Group
Nevada
– -$132K -10,000 Closed
EC
119
Elequin Capital
New York
– -$45.6K -3,462 Closed
US Bancorp
120
US Bancorp
Minnesota
– -$23.6K -1,792 Closed
WAM
121
Wolverine Asset Management
Illinois
– -$12.3K -932 Closed
ACM
122
Anfield Capital Management
California
– -$7.57K -575 Closed
CCM
123
Coldstream Capital Management
Washington
– -$5.44K -413 Closed
CAL
124
Capital Analysts LLC
Pennsylvania
– -$3K -250 Closed
TRCT
125
Tower Research Capital (TRC)
New York
– -$118 -9 Closed