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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
76
CoreCap Advisors
Michigan
$7K +$7.54K +350 New
DAM
77
Delta Asset Management
Tennessee
$6K – – –
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$6K – – –
RA
79
Rise Advisors
New York
$5.46K +$5.58K +259 New
GWMIA
80
Global Wealth Management Investment Advisory
Florida
$5K – – –
HCM
81
Highlander Capital Management
New Jersey
$5K – – –
CFCI
82
Comprehensive Financial Consultants Institutional
Indiana
$5K +$5.99K +278 New
WFS
83
Widmann Financial Services
Maryland
$4K +$4.2K +195 New
AWM
84
Avior Wealth Management
Nebraska
$3K – – –
GI
85
Gradient Investments
Minnesota
$3K – – –
NFG
86
Next Financial Group
Texas
$3K – – –
PFGIA
87
Patriot Financial Group Insurance Agency
Massachusetts
$2K – – –
AW
88
Avion Wealth
Texas
$1K – – –
SWM
89
Selective Wealth Management
Virginia
$1K – – –
Mirae Asset Global Investments
90
Mirae Asset Global Investments
South Korea
– -$322K -15,376 Closed
OFG
91
OTA Financial Group
New York
– -$214K -10,276 Closed
UCI
92
Uncommon Cents Investing
Wisconsin
– -$207K -9,877 Closed
LC
93
Lindbrook Capital
California
– -$52K -2,487 Closed
GRP
94
Global Retirement Partners
California
– -$49K -2,331 Closed
Citigroup
95
Citigroup
New York
– -$38K -1,806 Closed
RIA
96
RPG Investment Advisory
California
– -$13K -600 Closed
HA
97
Herold Advisors
New York
– -$10K -500 Closed
BAM
98
Barrett Asset Management
New York
– -$8K -385 Closed