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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LC
76
Lindbrook Capital
California
$17K -$16.3K -964 -48%
RIA
77
RPG Investment Advisory
California
$17K – – –
CT
78
Caldwell Trust
Florida
$16.1K – – –
Barclays
79
Barclays
United Kingdom
$16K +$14.3K +845 New
AWM
80
Avior Wealth Management
Nebraska
$15K -$170 -10 -1%
DAM
81
Delta Asset Management
Tennessee
$11K – – –
WEC
82
Winslow Evans & Crocker
Massachusetts
$11K – – –
Bank of Montreal
83
Bank of Montreal
Ontario, Canada
$9K -$16.1K -950 -63%
HI
84
Hudock Inc
Pennsylvania
$9K +$170 +10 +2%
WT
85
Whittier Trust
California
$7K – – –
BAM
86
Barrett Asset Management
New York
$6K – – –
PNC Financial Services Group
87
PNC Financial Services Group
Pennsylvania
$6K – – –
EWM
88
Edge Wealth Management
New York
$4K -$110K -6,505 -96%
FHA
89
Flagship Harbor Advisors
Massachusetts
$4K – – –
HCM
90
Highlander Capital Management
New Jersey
$4K – – –
GWMIA
91
Global Wealth Management Investment Advisory
Florida
$4K +$3.98K +235 New
DOA
92
D'Orazio & Associates
Virginia
$3K +$3.39K +200 New
WCG
93
Weaver Consulting Group
California
$2K – – –
SFS
94
Sowell Financial Services
Arkansas
$2K +$187 +11 +9%
PFGIA
95
Patriot Financial Group Insurance Agency
Massachusetts
$1K – – –
SWM
96
Selective Wealth Management
Virginia
$1K – – –
TCM
97
TD Capital Management
Tennessee
$1K – – –
WLPWM
98
Walled Lake Planning & Wealth Management
Illinois
$1K +$34 +2 +4%
MC
99
Matisse Capital
Oregon
– -$2.15M -128,812 Closed
FFA
100
First Foundation Advisors
California
– -$640K -38,410 Closed