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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
FAAS
51
First Allied Advisory Services
California
$250K +$246K +11,226 New
DFG
52
Delphi Financial Group
Delaware
$240K +$236K +10,780 New
AG
53
Advisor Group
Arizona
$211K +$207K +9,445 New
DI
54
Diligent Investors
California
$200K +$197K +9,001 New
EA
55
Edge Advisors
Georgia
$179K +$176K +8,028 New
TJHA
56
Thomas J. Herzfeld Advisors
Florida
$125K +$123K +5,597 New
Creative Planning
57
Creative Planning
Kansas
$98K +$96.2K +4,387 New
NFG
58
Next Financial Group
Texas
$63K +$61.8K +2,818 New
MFS
59
MSI Financial Services
Massachusetts
$58K +$57.4K +2,618 New
WEC
60
Winslow Evans & Crocker
Massachusetts
$53.6K +$52.7K +2,402 New
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$43K +$41.5K +1,893 New
HCM
62
Highlander Capital Management
New Jersey
$23K +$22.3K +1,017 New
DAM
63
Delta Asset Management
Tennessee
$18K +$17.5K +800 New
PSUF
64
People's United Financial
Connecticut
$14K +$13.4K +611 New
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$14K +$14.1K +642 New
TRCT
66
Tower Research Capital (TRC)
New York
$13K +$13.2K +600 New
WT
67
Whittier Trust
California
$10K +$9.45K +431 New
BAM
68
Barrett Asset Management
New York
$9K +$8.44K +385 New
AC
69
Alexandria Capital
Virginia
$8K +$8.2K +374 New
GWM
70
Geneos Wealth Management
Colorado
$6K +$6.16K +281 New
CHC
71
City Holding Co
West Virginia
$4K +$3.46K +158 New
CCM
72
Cribstone Capital Management
Maine
$4K +$4.21K +192 New
Barclays
73
Barclays
United Kingdom
$1K +$658 +30 New
SEI Investments
74
SEI Investments
Pennsylvania
$1K +$724 +33 New
OFW
75
Omnia Family Wealth
Florida
$1K +$943 +43 New
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