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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DC
26
Davenport & Co
Virginia
$915K +$1.4K +67 +0.2%
SPC
27
Sigma Planning Corp
Michigan
$901K +$126K +6,039 +16%
GCP
28
Gill Capital Partners
Colorado
$804K
Wells Fargo
29
Wells Fargo
California
$802K -$195K -9,357 -19%
NA
30
NewEdge Advisors
Louisiana
$753K -$295K -14,130 -28%
Cerity Partners
31
Cerity Partners
New York
$727K -$102K -4,885 -12%
Thrivent Financial for Lutherans
32
Thrivent Financial for Lutherans
Minnesota
$726K
Ameriprise
33
Ameriprise
Minnesota
$720K +$225K +10,787 +45%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$682K +$77.1K +3,692 +13%
WS
35
Wedbush Securities
California
$614K -$57.9K -2,774 -9%
SWM
36
SeaCrest Wealth Management
New York
$561K +$13.3K +638 +2%
USCWA
37
U.S. Capital Wealth Advisors
Texas
$506K +$53K +2,540 +12%
SWP
38
Stratos Wealth Partners
Ohio
$451K +$68.3K +3,271 +18%
BPA
39
Beacon Pointe Advisors
California
$416K +$105K +5,038 +34%
HKAM
40
Horizon Kinetics Asset Management
New York
$391K
CRWM
41
Castle Rock Wealth Management
California
$387K +$57.3K +2,746 +17%
PMAM
42
Penn Mutual Asset Management
Pennsylvania
$358K
HighTower Advisors
43
HighTower Advisors
Illinois
$342K -$56.5K -2,705 -14%
LFAS
44
Level Four Advisory Services
Texas
$321K +$323K +15,454 New
CIA
45
Capital Investment Advisors
Georgia
$298K +$4.18K +200 +1%
KA
46
Kovack Advisors
Florida
$257K +$259K +12,427 New
CIBC World Market
47
CIBC World Market
Ontario, Canada
$248K +$250K +11,951 New
KPWS
48
Kestra Private Wealth Services
Texas
$245K -$79.4K -3,802 -24%
AWS
49
Atria Wealth Solutions
New York
$238K +$239K +11,452 New
DFG
50
Delphi Financial Group
Delaware
$224K