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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CRC
26
Curi RMB Capital
Illinois
$1.19M -$2.98M -185,324 -72%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$1.13M +$1.09M +68,000 New
MAFM
28
Mid Atlantic Financial Management
Pennsylvania
$1M +$72.3K +4,500 +8%
AWCI
29
Alpine Woods Capital Investors
New York
$1M
AA
30
AQR Arbitrage
Connecticut
$963K +$313K +19,521 +51%
EGA
31
E&G Advisors
Texas
$923K -$2.5K -156 -0.3%
SPIA
32
Steward Partners Investment Advisory
New York
$916K +$111K +6,908 +14%
ACP
33
Aviance Capital Partners
Florida
$895K +$52.1K +3,246 +6%
GCP
34
Gill Capital Partners
Colorado
$789K +$9.28K +578 +1%
Truist Financial
35
Truist Financial
North Carolina
$684K -$10.1K -632 -2%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$680K -$139K -8,678 -18%
BRWA
37
B. Riley Wealth Advisors
Florida
$666K +$28.1K +1,753 +5%
FFA
38
First Foundation Advisors
California
$640K -$28.5K -1,772 -4%
WS
39
Wedbush Securities
California
$630K +$149K +9,305 +33%
FAAS
40
First Allied Advisory Services
California
$532K +$690 +43 +0.1%
Goldman Sachs
41
Goldman Sachs
New York
$518K -$2.1M -130,924 -81%
CCP
42
Cardan Capital Partners
Colorado
$460K -$201K -12,528 -31%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$459K -$2.39K -149 -0.5%
SWM
44
SeaCrest Wealth Management
New York
$435K -$5.33K -332 -1%
Mirae Asset Global Investments
45
Mirae Asset Global Investments
South Korea
$392K +$1.56K +97 +0.4%
MSL
46
Mackay Shields LLC
New York
$388K +$374K +23,284 New
HKAM
47
Horizon Kinetics Asset Management
New York
$379K -$35.2K -2,195 -9%
CIBC Private Wealth Group
48
CIBC Private Wealth Group
Georgia
$340K +$327K +20,379 New
HighTower Advisors
49
HighTower Advisors
Illinois
$308K +$1.38K +86 +0.5%
AWM
50
Adams Wealth Management
Utah
$296K -$149K -9,285 -34%