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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CL
26
CSS LLC
Illinois
$1.22M
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$1.13M -$130K -5,881 -11%
Wells Fargo
28
Wells Fargo
California
$1.06M +$52.5K +2,366 +5%
EWM
29
Edge Wealth Management
New York
$1.03M -$1.18M -53,390 -54%
Lido Advisors
30
Lido Advisors
California
$965K +$417K +18,796 +79%
ACP
31
Aviance Capital Partners
Florida
$954K +$34.8K +1,568 +4%
AG
32
Advisor Group
Arizona
$947K +$128K +5,761 +16%
FFA
33
First Foundation Advisors
California
$941K -$3.73K -168 -0.4%
BRWA
34
B. Riley Wealth Advisors
Florida
$806K +$22.7K +1,023 +3%
GC
35
Guggenheim Capital
Illinois
$780K -$676K -30,476 -47%
PAS
36
Partnervest Advisory Services
California
$755K -$207K -9,352 -22%
Mirae Asset Global Investments
37
Mirae Asset Global Investments
South Korea
$755K +$161K +7,251 +28%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$735K -$37.7K -1,698 -5%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$687K +$322K +14,521 +91%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$665K -$12.9K -580 -2%
BTS
41
BB&T Securities
Virginia
$620K +$93.3K +4,207 +18%
HKAM
42
Horizon Kinetics Asset Management
New York
$595K
COLIM
43
City of London Investment Management
United Kingdom
$586K -$4.77M -215,048 -89%
SWM
44
SeaCrest Wealth Management
New York
$572K +$41K +1,850 +8%
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$546K -$417K -18,814 -44%
HighTower Advisors
46
HighTower Advisors
Illinois
$499K +$261K +11,750 +114%
SPIA
47
Steward Partners Investment Advisory
New York
$466K +$319K +14,380 +229%
AAM
48
American Asset Management
Florida
$438K +$11.1K +500 +3%
PMAM
49
Penn Mutual Asset Management
Pennsylvania
$390K
CIA
50
Capital Investment Advisors
Georgia
$381K