PIMCO Corporate & Income Opportunity Fund
PTY
148 hedge funds and large institutions have $164M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 45 increasing their positions, 37 reducing their positions, and 17 closing their positions.
82% more first-time investments, than exits
New positions opened: 31 | Existing positions closed: 17
22% more repeat investments, than reductions
Existing positions increased: 45 | Existing positions reduced: 37
7% more funds holding
Funds holding: 138 → 148 (+10)
0.28% less ownership
Funds ownership: 9.27% → 8.98% (-0.28%)
12% less capital invested
Capital invested by funds: $187M → $164M (-$23.1M)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.27M |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$976K |
| 3 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
+$775K |
| 4 |
CAC
Certified Advisory Corp
Altamonte Springs,
Florida
|
+$746K |
| 5 |
BA
Bridge Advisory
Pasadena,
California
|
+$653K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KAS
Kestra Advisory Services
Austin,
Texas
|
-$4.11M |
| 2 |
TNAM
Terra Nova Asset Management
New York
|
-$1.74M |
| 3 |
FFN
Focus Financial Network
Minneapolis,
Minnesota
|
-$1.58M |
| 4 |
ACM
Ascendant Capital Management
Los Angeles,
California
|
-$1.33M |
| 5 |
APW
Aurora Private Wealth
Rockaway,
New Jersey
|
-$1.28M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CA
151
Cetera Advisors
Denver,
Colorado
| – | -$202K | -11,030 | Closed |
|
|
VWA
152
V Wealth Advisors
Overland Park,
Kansas
| – | -$189K | -10,339 | Closed |
|
|
BC
153
Bartlett & Co
Cincinnati,
Ohio
| – | -$81K | -4,450 | Closed |
|
|
BCWM
154
Bartlett & Co Wealth Management
Cincinnati,
Ohio
| – | -$81.9K | -4,450 | Closed |
|
|
DOA
155
D'Orazio & Associates
Falls Church,
Virginia
| – | -$21K | -1,145 | Closed |
|
156
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$18K | -1,000 | Closed |
|
|
TH
157
TCTC Holdings
Dallas,
Texas
| – | -$18K | -1,000 | Closed |
|
|
HF
158
Halpern Financial
Ashburn,
Virginia
| – | -$11.1K | -607 | Closed |
|
|
CFA
159
Cahill Financial Advisors
Edina,
Minnesota
| – | -$9K | -475 | Closed |
|
|
JPLA
160
Joseph P. Lucia & Associates
Yorktown Heights,
New York
| – | -$6K | -320 | Closed |
|
|
TRCT
161
Tower Research Capital (TRC)
New York
| – | -$1K | -46 | Closed |
|
162
Fidelity Investments
Boston,
Massachusetts
| – | +$71 | +4 | +133% |
|
PTY Hedge Fund Activity: Q4 2021 in Review
148 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2021, worth a combined $164M — down 12% from $187M a quarter earlier.
Buyers outnumbered sellers: 31 funds opened new PTY positions and 17 closed out — a net gain of 14 holders — while 45 added to existing stakes and 37 trimmed.
The largest buyer was Osaic Holdings, adding an estimated $1.27M. The largest seller was Kestra Advisory Services, cutting an estimated $4.11M.
- 148 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2021, up from 138 in Q3 2021.
- Funds reported $164M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2021, down 12% quarter-over-quarter.
- 31 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2021 and 17 closed out, a net change of +14 holders.
- The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2021 was Osaic Holdings, an estimated $1.27M added.
- The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2021 was Kestra Advisory Services, an estimated $4.11M sold.
Based on aggregated 13F filings for Q4 2021.