Joseph P. Lucia & Associates’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Joseph P. Lucia & Associates’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-320	Closed	-$6K	–	448
2021 Q3	$6K	Hold	320	–	–	﹤0.01%	428
2021 Q2	$6K	Hold	320	–	–	﹤0.01%	433
2021 Q1	$6K	Hold	320	–	–	﹤0.01%	412
2020 Q4	$6K	Buy	+320	New	+$5.45K	﹤0.01%	385

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Joseph P. Lucia & Associates's PTY Position: Q4 2021 in Review

Joseph P. Lucia & Associates sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2021, closing a stake of 320 shares — an estimated $6K sold.

Joseph P. Lucia & Associates first reported a position in PTY in Q4 2020 and held it in 4 quarters. The position peaked at $6K in Q3 2021. 148 funds tracked by Wall St. Rank hold PTY as of Q4 2021.

Joseph P. Lucia & Associates reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2021 after selling out during the quarter.
Joseph P. Lucia & Associates sold 320 PIMCO Corporate & Income Opportunity Fund shares in Q4 2021, an estimated $6K.
Joseph P. Lucia & Associates first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2020 and held it in 4 quarters.
Joseph P. Lucia & Associates's PIMCO Corporate & Income Opportunity Fund position peaked at $6K in Q3 2021.
148 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2021.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.