We are live on ! Find out more
PTY icon

PIMCO Corporate & Income Opportunity Fund
PTY

116 hedge funds and large institutions have $114M invested in PIMCO Corporate & Income Opportunity Fund in 2020 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 41 increasing their positions, 27 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 14

52% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 27

6% more funds holding

Funds holding: 109 → 116 (+7)

0.01% more ownership

Funds ownership: 9.44% → 9.45% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

30% less capital invested

Capital invested by funds: $163M → $114M (-$49.3M)

Holders
116
Holders Change
+7
Holders Change %
+6.42%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
24
Increased
41
Reduced
27
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$2.98M
2
CFGS
Concourse Financial Group Securities
Alabama
+$1.58M
3
XF
XML Financial
Maryland
+$1.46M
4
BPA
Beacon Pointe Advisors
California
+$1.4M
5
PFA
Plotkin Financial Advisors
Maryland
+$1.35M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.07M
2
IAA
Independent Advisor Alliance
North Carolina
-$1.95M
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$1.67M
4
LPL Financial
LPL Financial
California
-$1.42M
5
GC
Guggenheim Capital
Illinois
-$841K
Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
101
Sowell Financial Services
Arkansas
$7K +$9.75K +556 New
CTC
102
Central Trust Company
Missouri
$6K – – –
PFGIA
103
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
PGAM
104
Princeton Global Asset Management
New Jersey
$6K +$8.43K +481 New
SIM
105
Sonora Investment Management
Arizona
$5K – – –
CAN
106
Claraphi Advisory Network
United States
$3K +$4.21K +240 New
DOA
107
D'Orazio & Associates
Virginia
$2K +$53 +3 +2%
FHA
108
Flagship Harbor Advisors
Massachusetts
$1K -$33.5K -1,912 -97%
MSFP
109
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
SCA
110
Stonebridge Capital Advisors
Minnesota
$1K – – –
AA
111
AlphaMark Advisors
Kentucky
$1K +$1.84K +105 New
NL
112
NWAM LLC
Washington
$323 +$66.6K +3,800 +18%
FGAM
113
Financial Gravity Asset Management
Texas
$14 – – –
IAA
114
Independent Advisor Alliance
North Carolina
– -$1.95M -102,837 Closed
Baird Financial Group
115
Baird Financial Group
Wisconsin
– -$1.67M -87,859 Closed
MCP
116
Mirador Capital Partners
California
– -$693K -36,494 Closed
JWCA
117
J.W. Cole Advisors
Florida
– -$523K -27,502 Closed
Millennium Management
118
Millennium Management
New York
– -$357K -18,800 Closed
AIP
119
Ahrens Investment Partners
Louisiana
– -$314K -16,500 Closed
LCM
120
Lucas Capital Management
New Jersey
– -$234K -12,300 Closed
IP
121
Investment Partners
Ohio
– -$191K -10,059 Closed
THWM
122
Taylor Hoffman Wealth Management
Virginia
– -$49K -2,556 Closed
FIA
123
FNY Investment Advisers
New York
– -$32K -1,729 Closed
VFA
124
Valeo Financial Advisors
Indiana
– -$24K -1,247 Closed
PCIA
125
Prime Capital Investment Advisors
Kansas
– -$19K -1,000 Closed
2 3 4
5
6

PTY Hedge Fund Activity: Q1 2020 in Review

116 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2020, worth a combined $114M — down 30% from $163M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new PTY positions and 14 closed out — a net gain of 10 holders — while 41 added to existing stakes and 27 trimmed.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $2.98M. The largest seller was Morgan Stanley, cutting an estimated $2.07M.

  • 116 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2020, up from 109 in Q4 2019.
  • Funds reported $114M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2020, down 30% quarter-over-quarter.
  • 24 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2020 and 14 closed out, a net change of +10 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2020 was Landscape Capital Management, an estimated $2.98M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2020 was Morgan Stanley, an estimated $2.07M sold.

Based on aggregated 13F filings for Q1 2020.