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PIMCO Corporate & Income Opportunity Fund
PTY

138 hedge funds and large institutions have $187M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

74% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 31

8% more capital invested

Capital invested by funds: $174M → $187M (+$13.1M)

5% more funds holding

Funds holding: 131 → 138 (+7)

1.3% more ownership

Funds ownership: 7.96% → 9.27% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
138
Holders Change
+7
Holders Change %
+5.34%
% of All Funds
2.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
54
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$15M
2
KAS
Kestra Advisory Services
Texas
+$4.9M
3
CAN
Cetera Advisor Networks
California
+$2.99M
4
Morgan Stanley
Morgan Stanley
New York
+$2.68M
5
TNAM
Terra Nova Asset Management
New York
+$1.9M

Top Sellers

1
BPA
Beacon Pointe Advisors
California
-$1.9M
2
XF
XML Financial
Maryland
-$1.83M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
US Bancorp
US Bancorp
Minnesota
-$953K
5
FAIM
Financial Advocates Investment Management
Washington
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIP
76
Ahrens Investment Partners
Louisiana
$253K -$311K -15,600 -53%
WAAG
77
Wealth Alliance Advisory Group
Kansas
$244K – – –
CCC
78
Crescent Capital Consulting
Louisiana
$240K +$4.99K +250 +2%
FFWM
79
Future Financial Wealth Management
Ohio
$228K – – –
WB
80
Webster Bank
Connecticut
$228K – – –
Mercer Global Advisors
81
Mercer Global Advisors
Colorado
$220K +$239K +12,004 New
FFA
82
First Foundation Advisors
California
$213K -$135K -6,777 -37%
TWM
83
Triton Wealth Management
Arizona
$210K -$12.4K -620 -5%
SEP
84
Southland Equity Partners
Missouri
$209K – – –
SW
85
SteelPeak Wealth
California
$205K – – –
CA
86
Cetera Advisors
Colorado
$202K +$18.6K +935 +9%
BFS
87
Bard Financial Services
Connecticut
$201K – – –
AAS
88
Avantax Advisory Services
Texas
$194K +$212K +10,637 New
US Bancorp
89
US Bancorp
Minnesota
$192K -$953K -47,767 -82%
VWA
90
V Wealth Advisors
Kansas
$189K -$26.1K -1,308 -11%
OC
91
Oppenheimer & Co
New York
$184K +$200K +10,042 New
GWM
92
Geneos Wealth Management
Colorado
$173K +$85K +4,263 +82%
Rockefeller Capital Management
93
Rockefeller Capital Management
New York
$166K -$3.23K -162 -2%
HIA
94
Harbor Investment Advisory
Maryland
$112K – – –
JMF
95
Johnson Midwest Financial
Iowa
$97K +$279 +14 +0.3%
NFG
96
Next Financial Group
Texas
$95K +$87.8K +4,403 +552%
AF
97
Allworth Financial
California
$91K – – –
OIA
98
Optimum Investment Advisors
Illinois
$91K – – –
FWM
99
Focused Wealth Management
New York
$83K – – –
BCWM
100
Bartlett & Co Wealth Management
Ohio
$81.9K -$16K -800 -15%
2 3
4
5 6

PTY Hedge Fund Activity: Q3 2021 in Review

138 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2021, worth a combined $187M — up 7.5% from $174M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PTY positions and 11 closed out — a net gain of 9 holders — while 54 added to existing stakes and 31 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $15M. The largest seller was Beacon Pointe Advisors, cutting an estimated $1.9M.

  • 138 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2021, up from 131 in Q2 2021.
  • Funds reported $187M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $15M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2021 was Beacon Pointe Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2021.